<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/09?registers=between Mon, 23 Jun 2025 01:01:55 -0700 Mon, 23 Jun 2025 01:01:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/09?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-07053.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-07053.html Tue, 09 Apr 2019 00:00:00 -0700 2019-07053 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-07053.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-07052.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-07052.html Tue, 09 Apr 2019 00:00:00 -0700 2019-07052 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-07052.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06959.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06959.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06959 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06959.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06958.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06958.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06958 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06958.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Revise the Exchange's Initial Listing Standards Related to Liquidity https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06935.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06935.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06935 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06935.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Reassign Certain Investigation and Enforcement Functions Under the Exchange's Authority and Supervision https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06932.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06932.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06932 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06932.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Equity 7 Pricing Schedule, Section 139 https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06931.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06931.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06931 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06931.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a New MIDP Routing Option Under Rule 4758 and Make a Conforming Change to Rule 4703(e) https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06929.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06929.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06929 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06929.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40-O To Reduce the Minimum Allowable Parameter for the Percentage-Based Risk Limitation Mechanism https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06928.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06928.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06928 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06928.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06927.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06927.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06927 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06927.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Reduce the Minimum Allowable Parameter for the Percentage-Based Risk Limitation Mechanism https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06926.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06926.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06926 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06926.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 7640B, Data Products Offered by NYSE https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06925.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06925.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06925 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06925.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Withdrawal of Proposed Rule Change, As Modified By Amendment No. 1, To Make Permanent the Retail Price Improvement Program Pilot, Which Is Set To Expire on June 30, 2019 https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06924.html https://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06924.html Tue, 09 Apr 2019 00:00:00 -0700 2019-06924 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06924.pdf