Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/09?limit=200®isters=between&mode=atom2024-12-22T18:52:19-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-07053.htmlNotice - Sunshine Act Meetings2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-07053Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-07053.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-07052.htmlNotice - Sunshine Act Meetings2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-07052Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-07052.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06959.htmlNotice - Proposed Collection; Comment Request2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06959Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06959.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06958.htmlNotice - Submission for OMB Review; Comment Request2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06958Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06958.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06935.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Revise the Exchange's Initial Listing Standards Related to Liquidity2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06935Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06935.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06932.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Reassign Certain Investigation and Enforcement Functions Under the Exchange's Authority and Supervision2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06932Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06932.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06931.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Equity 7 Pricing Schedule, Section 1392019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06931Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06931.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06929.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a New MIDP Routing Option Under Rule 4758 and Make a Conforming Change to Rule 4703(e)2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06929Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06929.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06928.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40-O To Reduce the Minimum Allowable Parameter for the Percentage-Based Risk Limitation Mechanism2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06928Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06928.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06927.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06927Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06927.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06926.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Reduce the Minimum Allowable Parameter for the Percentage-Based Risk Limitation Mechanism2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06926Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06926.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06925.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 7640B, Data Products Offered by NYSE2019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06925Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06925.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/09/2019-06924.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Withdrawal of Proposed Rule Change, As Modified By Amendment No. 1, To Make Permanent the Retail Price Improvement Program Pilot, Which Is Set To Expire on June 30, 20192019-04-09T00:00:00-07:002019-04-09T00:00:00-07:002019-06924Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-09/pdf/2019-06924.pdf