<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/03?registers=between Thu, 26 Jun 2025 12:07:01 -0700 Thu, 26 Jun 2025 12:07:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/03?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06442.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06442.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06442 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06442.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Adoption of a New Futures & Options Capital-to-Margin and Shortfall Margin Policy (the “F&O Margin Shortfall Policy”) https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06432.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06432.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06432 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06432.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Require That an Actionable Identifier Be Included on Customer and Non-Customer Securities Options Trades Other Than Market Maker Trades https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06431.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06431.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06431 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06431.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06430.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06430.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06430 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06430.pdf Notice - iM Global Partner US LLC and Manager Directed Portfolios; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06428.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06428.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06428 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06428.pdf Rule - Public Company Accounting Oversight Board Hearing Officers https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06427.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06427.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06427 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06427.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 404, Series of Option Contracts Open for Trading https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06423.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06423.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06423 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06423.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami PEARL, LLC To Amend Exchange Rule 404, Series of Option Contracts Open for Trading https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06422.html https://regulations.justia.com/regulations/fedreg/2019/04/03/2019-06422.html Wed, 03 Apr 2019 00:00:00 -0700 2019-06422 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-03/pdf/2019-06422.pdf