<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/01?registers=between Mon, 23 Jun 2025 07:55:24 -0700 Mon, 23 Jun 2025 07:55:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/01?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06307.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06307.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06307 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06307.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06261.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06261.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06261 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06261.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing In Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06182.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06182.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06182 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06182.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing in Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06181.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06181.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06181 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06181.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Capital Acquisition Broker (“CAB”) Rules Governing Qualification, Registration and Continuing Education of Associated Persons of CABs https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06180.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06180.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06180 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06180.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rules Related to the Designated Primary Market-Maker (“DPM”) Participation Entitlements https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06179.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06179.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06179 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06179.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF Under NYSE Arca Rule 8.200-E https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06178.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06178.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06178 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06178.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Cboe Options Rule 6.2 https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06177.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06177.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06177 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06177.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Allow the Publication or Distribution of Aggregated Transaction Information and Statistics on Certain Non-Disseminated TRACE-Eligible Securities https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06176.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06176.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06176 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06176.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06175.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06175.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06175 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06175.pdf Notice - Generation Investment Management US LLP and Generation Investment Management LLP https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06158.html https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06158.html Mon, 01 Apr 2019 00:00:00 -0700 2019-06158 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06158.pdf