Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/01?limit=200&registers=between&mode=atom 2024-12-22T18:28:02-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06307.html Notice - Sunshine Act Meetings 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06307 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06307.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06261.html Rule - Adoption of Updated EDGAR Filer Manual 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06261 Rule https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06261.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06182.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing In Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06182 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06182.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06181.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing in Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06181 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06181.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06180.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Capital Acquisition Broker (“CAB”) Rules Governing Qualification, Registration and Continuing Education of Associated Persons of CABs 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06180 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06180.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06179.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rules Related to the Designated Primary Market-Maker (“DPM”) Participation Entitlements 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06179 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06179.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06178.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF Under NYSE Arca Rule 8.200-E 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06178 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06178.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06177.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Cboe Options Rule 6.2 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06177 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06177.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06176.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Allow the Publication or Distribution of Aggregated Transaction Information and Statistics on Certain Non-Disseminated TRACE-Eligible Securities 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06176 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06176.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06175.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06175 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06175.pdf https://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06158.html Notice - Generation Investment Management US LLP and Generation Investment Management LLP 2019-04-01T00:00:00-07:00 2019-04-01T00:00:00-07:00 2019-06158 Notice https://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06158.pdf