Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/04/01?limit=200®isters=between&mode=atom2024-12-22T18:28:02-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06307.htmlNotice - Sunshine Act Meetings2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06307Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06307.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06261.htmlRule - Adoption of Updated EDGAR Filer Manual2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06261Rulehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06261.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06182.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing In Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06182Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06182.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06181.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing in Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06181Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06181.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06180.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Capital Acquisition Broker (“CAB”) Rules Governing Qualification, Registration and Continuing Education of Associated Persons of CABs2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06180Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06180.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06179.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rules Related to the Designated Primary Market-Maker (“DPM”) Participation Entitlements2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06179Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06179.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06178.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF Under NYSE Arca Rule 8.200-E2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06178Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06178.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06177.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Cboe Options Rule 6.22019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06177Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06177.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06176.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Allow the Publication or Distribution of Aggregated Transaction Information and Statistics on Certain Non-Disseminated TRACE-Eligible Securities2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06176Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06176.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06175.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06175Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06175.pdfhttps://regulations.justia.com/regulations/fedreg/2019/04/01/2019-06158.htmlNotice - Generation Investment Management US LLP and Generation Investment Management LLP2019-04-01T00:00:00-07:002019-04-01T00:00:00-07:002019-06158Noticehttps://www.govinfo.gov/content/pkg/FR-2019-04-01/pdf/2019-06158.pdf