<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03?registers=between&min-day=1&max-day=31 Thu, 02 May 2024 01:06:50 -0700 Thu, 02 May 2024 01:06:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03?registers=between&min-day=1&max-day=31 Notice - Order Regarding Review of FASB Accounting Support Fee for 2019 Under Section 109 of the Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2019/03/29/2019-06040.html https://regulations.justia.com/regulations/fedreg/2019/03/29/2019-06040.html Fri, 29 Mar 2019 00:00:00 -0700 2019-06040 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-29/pdf/2019-06040.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-13 to Temporarily Reduce the Rate of Assessment for the MSRB's Underwriting, Transaction and Technology Fees on Brokers, Dealers and Municipal Securities Dealers https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05924.html https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05924.html Thu, 28 Mar 2019 00:00:00 -0700 2019-05924 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05924.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05923.html https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05923.html Thu, 28 Mar 2019 00:00:00 -0700 2019-05923 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05923.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Program https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05922.html https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05922.html Thu, 28 Mar 2019 00:00:00 -0700 2019-05922 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05922.pdf Notice - Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05912.html https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05912.html Thu, 28 Mar 2019 00:00:00 -0700 2019-05912 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05912.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05817.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05817.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05817 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05817.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the MIAX Emerald Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05816.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05816.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05816 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05816.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Add the Concepts of Appointed OFP and Appointed MM https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05815.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05815.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05815 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05815.pdf Notice - Self-Regulatory Organizations; MIAX EMERALD, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05814.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05814.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05814 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05814.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05812.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05812.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05812 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05812.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Permit Affiliated Member Organizations That Are Supplemental Liquidity Providers on the Exchange To Obtain the Most Favorable Rate in Securities Traded Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05811.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05811.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05811 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05811.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05808.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05808.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05808 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05808.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Changes to Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05807.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05807.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05807 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05807.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Protocol Ouch To Trade Options or OTTO on The Nasdaq Options Market LLC https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05806.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05806.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05806 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05806.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05810.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05810.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05810 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05810.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05809.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05809.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05809 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05809.pdf Notice - Fixed Income Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05734.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05734.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05734 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05734.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a)(3) https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05706.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05706.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05706 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05706.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05705.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05705.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05705 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05705.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05704.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05704.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05704 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05704.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Sections 312.03 and 312.04 of the Listed Company Manual To Amend the Price Requirements for Certain Exceptions From the Shareholder Approval Rules https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05703.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05703.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05703 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05703.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05702.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05702.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05702 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05702.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05701.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05701.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05701 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05701.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule To List and Trade Shares of the iShares iBonds Dec 2026 Term Muni Bond ETF, iShares iBonds Dec 2027 Term Muni Bond ETF, and iShares iBonds Dec 2028 Term Muni Bond ETF Under BZX Rule 14.11(c)(4) https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05700.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05700.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05700 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05700.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Under Rule 4758 https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05699.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05699.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05699 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05699.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rules 104 and 36 To Require and Facilitate Routine Communications Between Designated Market Makers (“DMMs”) and Designated Representatives of Listed Issuers https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05698.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05698.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05698 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05698.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Under Rule 3315 https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05697.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05697.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05697 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05697.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503 https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05696.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05696.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05696 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05696.pdf Notice - Wells Fargo Securities, LLC, et al. https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05686.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05686.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05686 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05686.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05572.html https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05572.html Mon, 25 Mar 2019 00:00:00 -0700 2019-05572 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-25/pdf/2019-05572.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Nasdaq Rules 5705 and 5710 To Adopt a Disclosure Requirement for Certain Securities https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05571.html https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05571.html Mon, 25 Mar 2019 00:00:00 -0700 2019-05571 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-25/pdf/2019-05571.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 6.72-O To Specify That Replacement Issues May Be Added to the Penny Pilot Quarterly https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05568.html https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05568.html Mon, 25 Mar 2019 00:00:00 -0700 2019-05568 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-25/pdf/2019-05568.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4703 To Make Clarifying Changes https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05567.html https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05567.html Mon, 25 Mar 2019 00:00:00 -0700 2019-05567 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-25/pdf/2019-05567.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Resting Price of Discretionary Peg Orders https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05469.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05469.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05469 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05469.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05468.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05468.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05468 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05468.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A, MIAX Emerald Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05467.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05467.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05467 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05467.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the CDS Risk Management Model Description Document https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05465.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05465.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05465 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05465.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 960NY To Specify That Replacement Issues May Be Added to the Penny Pilot Quarterly https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05463.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05463.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05463 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05463.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05461.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05461.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05461 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05461.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust To Hold Certain Instruments in a Manner That May Not Comply With Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05460.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05460.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05460 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05460.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs Under Rule 14.11(d), Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05459.html https://regulations.justia.com/regulations/fedreg/2019/03/22/2019-05459.html Fri, 22 Mar 2019 00:00:00 -0700 2019-05459 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-22/pdf/2019-05459.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Rules That Are No Longer Necessary in the Review of Large Positions in Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2019/03/21/2019-05354.html https://regulations.justia.com/regulations/fedreg/2019/03/21/2019-05354.html Thu, 21 Mar 2019 00:00:00 -0700 2019-05354 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-21/pdf/2019-05354.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/03/21/2019-05340.html https://regulations.justia.com/regulations/fedreg/2019/03/21/2019-05340.html Thu, 21 Mar 2019 00:00:00 -0700 2019-05340 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-21/pdf/2019-05340.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/03/21/2019-05339.html https://regulations.justia.com/regulations/fedreg/2019/03/21/2019-05339.html Thu, 21 Mar 2019 00:00:00 -0700 2019-05339 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-21/pdf/2019-05339.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/03/21/2019-05338.html https://regulations.justia.com/regulations/fedreg/2019/03/21/2019-05338.html Thu, 21 Mar 2019 00:00:00 -0700 2019-05338 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-21/pdf/2019-05338.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05220.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05220.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05220 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05220.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05219.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05219.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05219 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05219.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to Exchange Rules 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05218.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05218.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05218 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05218.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05217.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05217.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05217 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05217.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05216.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05216.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05216 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05216.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05215.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05215.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05215 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05215.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Delay for Re-Introduction of Legging Functionality for Stock-Option Orders https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05214.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05214.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05214 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05214.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05213.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05213.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05213 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05213.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PIM Fees and Rebates https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05212.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05212.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05212 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05212.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05211.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05211.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05211 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05211.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges To Introduce a New Pricing Tier, Step Up Tier 4 https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05210.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05210.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05210 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05210.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05200.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05200.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05200 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05200.pdf Notice - Lyft, Inc. https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05168.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05168.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05168 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05168.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to No Longer Offer Complex Order Quoting Functionality or Legging Functionality for Stock-Option Orders and To Make Other Changes to Chapter 7 https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05092.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05092.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05092 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05092.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Program https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05091.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05091.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05091 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05091.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05090.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05090.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05090 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05090.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05089.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05089.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05089 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05089.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05088.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05088.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05088 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05088.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchanges Pricing Schedule at Options 7 https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05087.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05087.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05087 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05087.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05086.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05086.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05086 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05086.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05085.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05085.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05085 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05085.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05084.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05084.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05084 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05084.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05083.html https://regulations.justia.com/regulations/fedreg/2019/03/19/2019-05083.html Tue, 19 Mar 2019 00:00:00 -0700 2019-05083 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-19/pdf/2019-05083.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Establish a Rule Numbering Framework in Connection With the Migration of the Exchange to the NYSE Pillar Platform https://regulations.justia.com/regulations/fedreg/2019/03/18/2019-04949.html https://regulations.justia.com/regulations/fedreg/2019/03/18/2019-04949.html Mon, 18 Mar 2019 00:00:00 -0700 2019-04949 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-18/pdf/2019-04949.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/18/2019-04947.html https://regulations.justia.com/regulations/fedreg/2019/03/18/2019-04947.html Mon, 18 Mar 2019 00:00:00 -0700 2019-04947 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-18/pdf/2019-04947.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2019/03/18/2019-04946.html https://regulations.justia.com/regulations/fedreg/2019/03/18/2019-04946.html Mon, 18 Mar 2019 00:00:00 -0700 2019-04946 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-18/pdf/2019-04946.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Disseminate Abbreviated Order Imbalance Information Prior to Dissemination of the Order Imbalance Indicator https://regulations.justia.com/regulations/fedreg/2019/03/18/2019-04945.html https://regulations.justia.com/regulations/fedreg/2019/03/18/2019-04945.html Mon, 18 Mar 2019 00:00:00 -0700 2019-04945 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-18/pdf/2019-04945.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04809.html https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04809.html Fri, 15 Mar 2019 00:00:00 -0700 2019-04809 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04809.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information) https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04808.html https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04808.html Fri, 15 Mar 2019 00:00:00 -0700 2019-04808 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04808.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04806.html https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04806.html Fri, 15 Mar 2019 00:00:00 -0700 2019-04806 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04806.pdf Notice - O'Shaughnessy Asset Management, LLC, et al. https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04804.html https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04804.html Fri, 15 Mar 2019 00:00:00 -0700 2019-04804 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04804.pdf Notice - Order Making Fiscal Year 2019 Annual Adjustments to Transaction Fee Rates https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04800.html https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04800.html Fri, 15 Mar 2019 00:00:00 -0700 2019-04800 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04800.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04729.html https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04729.html Thu, 14 Mar 2019 00:00:00 -0700 2019-04729 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-14/pdf/2019-04729.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(c) (Index Fund Shares) https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04705.html https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04705.html Thu, 14 Mar 2019 00:00:00 -0700 2019-04705 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-14/pdf/2019-04705.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16, 7.18, 7.31, 7.34, 7.37, and 7.38 https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04689.html https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04689.html Thu, 14 Mar 2019 00:00:00 -0700 2019-04689 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-14/pdf/2019-04689.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16E, 7.18E, 7.31E, 7.34E, 7.35E, and 7.38E https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04688.html https://regulations.justia.com/regulations/fedreg/2019/03/14/2019-04688.html Thu, 14 Mar 2019 00:00:00 -0700 2019-04688 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-14/pdf/2019-04688.pdf Notice - American Beacon Sound Point Enhanced Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04640.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04640.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04640 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04640.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04599.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04599.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04599 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04599.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Bats Auction Mechanism (“BAM”) https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04561.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04561.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04561 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04561.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16, 7.18, 7.31, 7.34, and 7.38 https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04560.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04560.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04560 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04560.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Option Floor Procedure Advice A-9 and Phlx Rules 1000 and 1066 and To Adopt a New Phlx Rule 1078 https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04559.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04559.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04559 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04559.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04556.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04556.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04556 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04556.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16-E, 7.18-E, 7.31-E, 7.34-E, 7.35-E, and 7.38-E https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04555.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04555.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04555 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04555.pdf Notice - TigerShares Trust, et al. https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04552.html https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04552.html Wed, 13 Mar 2019 00:00:00 -0700 2019-04552 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04552.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04557.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04557.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04557 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04557.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify its Provision Related to its Risk Monitor Mechanism https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04425.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04425.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04425 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04425.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Its Annual Fee Requirements for Listed Companies for Any Calendar Year in Which a Listed Company Consummates a Reverse Stock Split https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04424.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04424.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04424 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04424.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04423.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04423.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04423 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04423.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of a Rule Change To Reject Market Orders With a Time-in-Force of DAY That are Entered in the Pre-Market Session for Non-IEX-Listed Securities https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04422.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04422.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04422 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04422.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 21.21 (Solicitation Auction Mechanism) https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04421.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04421.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04421 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04421.pdf Notice - Macquarie Global Infrastructure Total Return Fund Inc., et al. https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04289.html https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04289.html Mon, 11 Mar 2019 00:00:00 -0700 2019-04289 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-11/pdf/2019-04289.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Rules (the “Rules”) https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04286.html https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04286.html Mon, 11 Mar 2019 00:00:00 -0700 2019-04286 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-11/pdf/2019-04286.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of the Exchange https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04285.html https://regulations.justia.com/regulations/fedreg/2019/03/11/2019-04285.html Mon, 11 Mar 2019 00:00:00 -0700 2019-04285 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-11/pdf/2019-04285.pdf Notice - BlackRock Credit Strategies Fund, et al. https://regulations.justia.com/regulations/fedreg/2019/03/08/2019-04265.html https://regulations.justia.com/regulations/fedreg/2019/03/08/2019-04265.html Fri, 08 Mar 2019 00:00:00 -0800 2019-04265 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-08/pdf/2019-04265.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Certain Changes Relating to Investments of the PGIM Active High Yield Bond ETF https://regulations.justia.com/regulations/fedreg/2019/03/08/2019-04172.html https://regulations.justia.com/regulations/fedreg/2019/03/08/2019-04172.html Fri, 08 Mar 2019 00:00:00 -0800 2019-04172 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-08/pdf/2019-04172.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04087.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04087.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04087 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04087.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04086.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04086.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04086 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04086.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy (the “CDS Risk Policy”), CDS Clearing Back-Testing Policy (the “Back-Testing Policy”) and CDS Stress-Testing Policy (the “Stress-Testing Policy”) (Collectively, the “CDS Policies”) https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04085.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04085.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04085 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04085.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Governing the Consolidated Audit Trail To Add MIAX Emerald LLC, as a Participant https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04084.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04084.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04084 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04084.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04083.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04083.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04083 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04083.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MIAX Emerald, LLC as a Plan Sponsor https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04082.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04082.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04082 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04082.pdf Notice - Notice of Intent To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04079.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04079.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04079 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04079.pdf Notice - Infusive US Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04078.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04078.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04078 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04078.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04008.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04008.html Wed, 06 Mar 2019 00:00:00 -0800 2019-04008 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04008.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04007.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04007.html Wed, 06 Mar 2019 00:00:00 -0800 2019-04007 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04007.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04006.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04006.html Wed, 06 Mar 2019 00:00:00 -0800 2019-04006 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04006.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-21, on Advertising by Brokers, Dealers and Municipal Securities Dealers, Rule G-40, on Advertising by Municipal Advisors, and Rule G-8, on Books and Records https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03992.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03992.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03992 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03992.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Exchange Rule 515, Execution of Orders and Quotes https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03991.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03991.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03991 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03991.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03990.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03990.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03990 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03990.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Interpretive Guidance About Frequently Asked Questions Regarding the Use of Social Media Under the MSRB's Advertising Rules https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03989.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03989.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03989 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03989.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03983.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03983.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03983 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03983.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable To Holdings in Fixed Income Securities https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03982.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03982.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03982 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03982.pdf Rule - Amendments to the Timing Requirements for Filing Reports on Form N-Port https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03958.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03958.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03958 Rule https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03958.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03974.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03974.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03974 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03974.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Terms of Index Option Contracts https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03893.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03893.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03893 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03893.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Port Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03892.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03892.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03892 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03892.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 602, Appointment of Market Makers https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03891.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03891.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03891 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03891.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Short-Term Obligation Rate Transparency (SHORT) System To Modernize and Consolidate the Information Facility for the SHORT System https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03890.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03890.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03890 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03890.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Port Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03887.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03887.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03887 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03887.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03886.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03886.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03886 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03886.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Expiration Timeframes in ISE Rule 2009 https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03883.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03883.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03883 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03883.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish MIAX Emerald Top of Market (“ToM”) Data Feed, MIAX Emerald Complex Top of Market (“cToM”) Data Feed, MIAX Emerald Administrative Information Subscriber (“AIS”) Data Feed, and MIAX Emerald Order Feed (“MOR”) https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03881.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03881.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03881 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03881.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records) https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03879.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03879.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03879 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03879.pdf Notice - Order Granting Applications by Nasdaq BX, Inc. and Nasdaq PHLX LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Order Audit Trail System Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2019/03/04/2019-03736.html https://regulations.justia.com/regulations/fedreg/2019/03/04/2019-03736.html Mon, 04 Mar 2019 00:00:00 -0800 2019-03736 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-04/pdf/2019-03736.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03706.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03706.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03706 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03706.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Apply the Obvious Error Rule to Stock-Option Orders, and To Amend Rules 21.1(d) and 21.20 To Add Qualified Contingent Cross With Stock Order Functionality https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03705.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03705.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03705 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03705.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Order Approving a Proposed Rule Change To Provide for the Trading of Complex Reserve Orders https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03632.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03632.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03632 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03632.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Exchange To Adopt Article 1, Rule 5 https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03631.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03631.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03631 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03631.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03625.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03625.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03625 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03625.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Content of the NYSE Trades Market Data Product Offering https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03624.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03624.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03624 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03624.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications With the Public https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03623.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03623.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03623 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03623.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX Emerald, LLC https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03584.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03584.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03584 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03584.pdf