<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/28?registers=between Tue, 24 Jun 2025 06:05:51 -0700 Tue, 24 Jun 2025 06:05:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/28?registers=between Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-13 to Temporarily Reduce the Rate of Assessment for the MSRB's Underwriting, Transaction and Technology Fees on Brokers, Dealers and Municipal Securities Dealers https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05924.html https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05924.html Thu, 28 Mar 2019 00:00:00 -0700 2019-05924 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05924.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05923.html https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05923.html Thu, 28 Mar 2019 00:00:00 -0700 2019-05923 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05923.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Program https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05922.html https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05922.html Thu, 28 Mar 2019 00:00:00 -0700 2019-05922 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05922.pdf Notice - Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05912.html https://regulations.justia.com/regulations/fedreg/2019/03/28/2019-05912.html Thu, 28 Mar 2019 00:00:00 -0700 2019-05912 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-28/pdf/2019-05912.pdf