<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/27?registers=between Thu, 26 Jun 2025 03:25:17 -0700 Thu, 26 Jun 2025 03:25:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/27?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05817.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05817.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05817 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05817.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the MIAX Emerald Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05816.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05816.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05816 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05816.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Add the Concepts of Appointed OFP and Appointed MM https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05815.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05815.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05815 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05815.pdf Notice - Self-Regulatory Organizations; MIAX EMERALD, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05814.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05814.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05814 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05814.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05812.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05812.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05812 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05812.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Permit Affiliated Member Organizations That Are Supplemental Liquidity Providers on the Exchange To Obtain the Most Favorable Rate in Securities Traded Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05811.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05811.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05811 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05811.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05808.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05808.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05808 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05808.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Changes to Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05807.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05807.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05807 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05807.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Protocol Ouch To Trade Options or OTTO on The Nasdaq Options Market LLC https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05806.html https://regulations.justia.com/regulations/fedreg/2019/03/27/2019-05806.html Wed, 27 Mar 2019 00:00:00 -0700 2019-05806 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-27/pdf/2019-05806.pdf