<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/26?registers=between Thu, 26 Jun 2025 20:08:36 -0700 Thu, 26 Jun 2025 20:08:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/26?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05810.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05810.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05810 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05810.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05809.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05809.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05809 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05809.pdf Notice - Fixed Income Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05734.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05734.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05734 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05734.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a)(3) https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05706.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05706.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05706 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05706.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05705.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05705.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05705 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05705.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05704.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05704.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05704 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05704.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Sections 312.03 and 312.04 of the Listed Company Manual To Amend the Price Requirements for Certain Exceptions From the Shareholder Approval Rules https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05703.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05703.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05703 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05703.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05702.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05702.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05702 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05702.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05701.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05701.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05701 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05701.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule To List and Trade Shares of the iShares iBonds Dec 2026 Term Muni Bond ETF, iShares iBonds Dec 2027 Term Muni Bond ETF, and iShares iBonds Dec 2028 Term Muni Bond ETF Under BZX Rule 14.11(c)(4) https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05700.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05700.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05700 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05700.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Under Rule 4758 https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05699.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05699.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05699 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05699.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rules 104 and 36 To Require and Facilitate Routine Communications Between Designated Market Makers (“DMMs”) and Designated Representatives of Listed Issuers https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05698.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05698.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05698 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05698.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Under Rule 3315 https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05697.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05697.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05697 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05697.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503 https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05696.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05696.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05696 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05696.pdf Notice - Wells Fargo Securities, LLC, et al. https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05686.html https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05686.html Tue, 26 Mar 2019 00:00:00 -0700 2019-05686 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05686.pdf