Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/26?limit=200®isters=between&mode=atom2024-12-22T18:19:29-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05810.htmlNotice - Sunshine Act Meetings2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05810Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05810.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05809.htmlNotice - Sunshine Act Meetings2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05809Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05809.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05734.htmlNotice - Fixed Income Market Structure Advisory Committee2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05734Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05734.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05706.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a)(3)2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05706Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05706.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05705.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05705Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05705.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05704.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05704Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05704.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05703.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Sections 312.03 and 312.04 of the Listed Company Manual To Amend the Price Requirements for Certain Exceptions From the Shareholder Approval Rules2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05703Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05703.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05702.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05702Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05702.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05701.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05701Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05701.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05700.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule To List and Trade Shares of the iShares iBonds Dec 2026 Term Muni Bond ETF, iShares iBonds Dec 2027 Term Muni Bond ETF, and iShares iBonds Dec 2028 Term Muni Bond ETF Under BZX Rule 14.11(c)(4)2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05700Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05700.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05699.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Under Rule 47582019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05699Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05699.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05698.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rules 104 and 36 To Require and Facilitate Routine Communications Between Designated Market Makers (“DMMs”) and Designated Representatives of Listed Issuers2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05698Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05698.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05697.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Under Rule 33152019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05697Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05697.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05696.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5032019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05696Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05696.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05686.htmlNotice - Wells Fargo Securities, LLC, et al.2019-03-26T00:00:00-07:002019-03-26T00:00:00-07:002019-05686Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05686.pdf