Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/26?limit=200&registers=between&mode=atom 2024-12-22T18:19:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05810.html Notice - Sunshine Act Meetings 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05810 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05810.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05809.html Notice - Sunshine Act Meetings 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05809 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05809.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05734.html Notice - Fixed Income Market Structure Advisory Committee 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05734 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05734.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05706.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a)(3) 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05706 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05706.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05705.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05705 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05705.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05704.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05704 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05704.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05703.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Sections 312.03 and 312.04 of the Listed Company Manual To Amend the Price Requirements for Certain Exceptions From the Shareholder Approval Rules 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05703 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05703.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05702.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05702 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05702.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05701.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05701 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05701.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05700.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule To List and Trade Shares of the iShares iBonds Dec 2026 Term Muni Bond ETF, iShares iBonds Dec 2027 Term Muni Bond ETF, and iShares iBonds Dec 2028 Term Muni Bond ETF Under BZX Rule 14.11(c)(4) 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05700 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05700.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05699.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Under Rule 4758 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05699 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05699.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05698.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rules 104 and 36 To Require and Facilitate Routine Communications Between Designated Market Makers (“DMMs”) and Designated Representatives of Listed Issuers 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05698 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05698.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05697.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New SCAR Routing Option Under Rule 3315 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05697 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05697.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05696.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05696 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05696.pdf https://regulations.justia.com/regulations/fedreg/2019/03/26/2019-05686.html Notice - Wells Fargo Securities, LLC, et al. 2019-03-26T00:00:00-07:00 2019-03-26T00:00:00-07:00 2019-05686 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-26/pdf/2019-05686.pdf