<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/25?registers=between Sun, 22 Dec 2024 18:29:36 -0800 Sun, 22 Dec 2024 18:29:36 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/25?registers=between Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05572.html https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05572.html Mon, 25 Mar 2019 00:00:00 -0700 2019-05572 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-25/pdf/2019-05572.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Nasdaq Rules 5705 and 5710 To Adopt a Disclosure Requirement for Certain Securities https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05571.html https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05571.html Mon, 25 Mar 2019 00:00:00 -0700 2019-05571 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-25/pdf/2019-05571.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 6.72-O To Specify That Replacement Issues May Be Added to the Penny Pilot Quarterly https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05568.html https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05568.html Mon, 25 Mar 2019 00:00:00 -0700 2019-05568 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-25/pdf/2019-05568.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4703 To Make Clarifying Changes https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05567.html https://regulations.justia.com/regulations/fedreg/2019/03/25/2019-05567.html Mon, 25 Mar 2019 00:00:00 -0700 2019-05567 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-25/pdf/2019-05567.pdf