<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/20?registers=between Sun, 22 Dec 2024 19:00:29 -0800 Sun, 22 Dec 2024 19:00:29 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/20?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05220.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05220.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05220 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05220.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05219.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05219.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05219 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05219.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to Exchange Rules 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05218.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05218.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05218 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05218.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05217.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05217.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05217 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05217.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05216.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05216.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05216 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05216.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05215.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05215.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05215 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05215.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Delay for Re-Introduction of Legging Functionality for Stock-Option Orders https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05214.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05214.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05214 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05214.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05213.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05213.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05213 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05213.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PIM Fees and Rebates https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05212.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05212.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05212 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05212.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05211.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05211.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05211 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05211.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges To Introduce a New Pricing Tier, Step Up Tier 4 https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05210.html https://regulations.justia.com/regulations/fedreg/2019/03/20/2019-05210.html Wed, 20 Mar 2019 00:00:00 -0700 2019-05210 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-20/pdf/2019-05210.pdf