<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/15?registers=between Tue, 15 Jul 2025 14:54:38 -0700 Tue, 15 Jul 2025 14:54:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/15?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04809.html https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04809.html Fri, 15 Mar 2019 00:00:00 -0700 2019-04809 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04809.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information) https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04808.html https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04808.html Fri, 15 Mar 2019 00:00:00 -0700 2019-04808 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04808.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04806.html https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04806.html Fri, 15 Mar 2019 00:00:00 -0700 2019-04806 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04806.pdf Notice - O'Shaughnessy Asset Management, LLC, et al. https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04804.html https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04804.html Fri, 15 Mar 2019 00:00:00 -0700 2019-04804 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04804.pdf Notice - Order Making Fiscal Year 2019 Annual Adjustments to Transaction Fee Rates https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04800.html https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04800.html Fri, 15 Mar 2019 00:00:00 -0700 2019-04800 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04800.pdf