Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/15?limit=200&registers=between&mode=atom 2024-12-22T18:25:25-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04809.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility 2019-03-15T00:00:00-07:00 2019-03-15T00:00:00-07:00 2019-04809 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04809.pdf https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04808.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information) 2019-03-15T00:00:00-07:00 2019-03-15T00:00:00-07:00 2019-04808 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04808.pdf https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04806.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2019-03-15T00:00:00-07:00 2019-03-15T00:00:00-07:00 2019-04806 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04806.pdf https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04804.html Notice - O'Shaughnessy Asset Management, LLC, et al. 2019-03-15T00:00:00-07:00 2019-03-15T00:00:00-07:00 2019-04804 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04804.pdf https://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04800.html Notice - Order Making Fiscal Year 2019 Annual Adjustments to Transaction Fee Rates 2019-03-15T00:00:00-07:00 2019-03-15T00:00:00-07:00 2019-04800 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04800.pdf