Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/15?limit=200®isters=between&mode=atom2024-12-22T18:25:25-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04809.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility2019-03-15T00:00:00-07:002019-03-15T00:00:00-07:002019-04809Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04809.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04808.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)2019-03-15T00:00:00-07:002019-03-15T00:00:00-07:002019-04808Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04808.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04806.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2019-03-15T00:00:00-07:002019-03-15T00:00:00-07:002019-04806Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04806.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04804.htmlNotice - O'Shaughnessy Asset Management, LLC, et al.2019-03-15T00:00:00-07:002019-03-15T00:00:00-07:002019-04804Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04804.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/15/2019-04800.htmlNotice - Order Making Fiscal Year 2019 Annual Adjustments to Transaction Fee Rates2019-03-15T00:00:00-07:002019-03-15T00:00:00-07:002019-04800Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-15/pdf/2019-04800.pdf