<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/13?registers=between
Sat, 19 Jul 2025 14:14:00 -0700
Sat, 19 Jul 2025 14:14:00 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/13?registers=between
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Notice - American Beacon Sound Point Enhanced Income Fund, et al.
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04640.html
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04640.html
Wed, 13 Mar 2019 00:00:00 -0700
2019-04640
Notice
https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04640.pdf
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Notice - Investor Advisory Committee Meeting
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04599.html
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04599.html
Wed, 13 Mar 2019 00:00:00 -0700
2019-04599
Notice
https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04599.pdf
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Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Bats Auction Mechanism (“BAM”)
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04561.html
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04561.html
Wed, 13 Mar 2019 00:00:00 -0700
2019-04561
Notice
https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04561.pdf
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Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16, 7.18, 7.31, 7.34, and 7.38
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04560.html
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04560.html
Wed, 13 Mar 2019 00:00:00 -0700
2019-04560
Notice
https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04560.pdf
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Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Option Floor Procedure Advice A-9 and Phlx Rules 1000 and 1066 and To Adopt a New Phlx Rule 1078
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04559.html
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04559.html
Wed, 13 Mar 2019 00:00:00 -0700
2019-04559
Notice
https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04559.pdf
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Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04556.html
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04556.html
Wed, 13 Mar 2019 00:00:00 -0700
2019-04556
Notice
https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04556.pdf
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Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16-E, 7.18-E, 7.31-E, 7.34-E, 7.35-E, and 7.38-E
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04555.html
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04555.html
Wed, 13 Mar 2019 00:00:00 -0700
2019-04555
Notice
https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04555.pdf
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Notice - TigerShares Trust, et al.
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04552.html
https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04552.html
Wed, 13 Mar 2019 00:00:00 -0700
2019-04552
Notice
https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04552.pdf