Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/13?limit=200&registers=between&mode=atom 2024-12-22T19:44:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04640.html Notice - American Beacon Sound Point Enhanced Income Fund, et al. 2019-03-13T00:00:00-07:00 2019-03-13T00:00:00-07:00 2019-04640 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04640.pdf https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04599.html Notice - Investor Advisory Committee Meeting 2019-03-13T00:00:00-07:00 2019-03-13T00:00:00-07:00 2019-04599 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04599.pdf https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04561.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Bats Auction Mechanism (“BAM”) 2019-03-13T00:00:00-07:00 2019-03-13T00:00:00-07:00 2019-04561 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04561.pdf https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04560.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16, 7.18, 7.31, 7.34, and 7.38 2019-03-13T00:00:00-07:00 2019-03-13T00:00:00-07:00 2019-04560 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04560.pdf https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04559.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Option Floor Procedure Advice A-9 and Phlx Rules 1000 and 1066 and To Adopt a New Phlx Rule 1078 2019-03-13T00:00:00-07:00 2019-03-13T00:00:00-07:00 2019-04559 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04559.pdf https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04556.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons 2019-03-13T00:00:00-07:00 2019-03-13T00:00:00-07:00 2019-04556 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04556.pdf https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04555.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7.16-E, 7.18-E, 7.31-E, 7.34-E, 7.35-E, and 7.38-E 2019-03-13T00:00:00-07:00 2019-03-13T00:00:00-07:00 2019-04555 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04555.pdf https://regulations.justia.com/regulations/fedreg/2019/03/13/2019-04552.html Notice - TigerShares Trust, et al. 2019-03-13T00:00:00-07:00 2019-03-13T00:00:00-07:00 2019-04552 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-13/pdf/2019-04552.pdf