<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/12?registers=between Sun, 22 Dec 2024 19:01:02 -0800 Sun, 22 Dec 2024 19:01:02 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/12?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04557.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04557.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04557 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04557.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify its Provision Related to its Risk Monitor Mechanism https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04425.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04425.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04425 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04425.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Its Annual Fee Requirements for Listed Companies for Any Calendar Year in Which a Listed Company Consummates a Reverse Stock Split https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04424.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04424.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04424 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04424.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04423.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04423.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04423 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04423.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Postpone Implementation of a Rule Change To Reject Market Orders With a Time-in-Force of DAY That are Entered in the Pre-Market Session for Non-IEX-Listed Securities https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04422.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04422.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04422 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04422.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 21.21 (Solicitation Auction Mechanism) https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04421.html https://regulations.justia.com/regulations/fedreg/2019/03/12/2019-04421.html Tue, 12 Mar 2019 00:00:00 -0700 2019-04421 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-12/pdf/2019-04421.pdf