<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/07?registers=between Tue, 15 Jul 2025 07:08:28 -0700 Tue, 15 Jul 2025 07:08:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/07?registers=between Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04087.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04087.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04087 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04087.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04086.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04086.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04086 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04086.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy (the “CDS Risk Policy”), CDS Clearing Back-Testing Policy (the “Back-Testing Policy”) and CDS Stress-Testing Policy (the “Stress-Testing Policy”) (Collectively, the “CDS Policies”) https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04085.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04085.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04085 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04085.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan Governing the Consolidated Audit Trail To Add MIAX Emerald LLC, as a Participant https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04084.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04084.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04084 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04084.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Emerald, LLC, as a Participant https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04083.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04083.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04083 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04083.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MIAX Emerald, LLC as a Plan Sponsor https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04082.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04082.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04082 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04082.pdf Notice - Notice of Intent To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04079.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04079.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04079 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04079.pdf Notice - Infusive US Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04078.html https://regulations.justia.com/regulations/fedreg/2019/03/07/2019-04078.html Thu, 07 Mar 2019 00:00:00 -0800 2019-04078 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-07/pdf/2019-04078.pdf