<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/06?registers=between Mon, 23 Jun 2025 17:23:08 -0700 Mon, 23 Jun 2025 17:23:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/06?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04008.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04008.html Wed, 06 Mar 2019 00:00:00 -0800 2019-04008 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04008.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04007.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04007.html Wed, 06 Mar 2019 00:00:00 -0800 2019-04007 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04007.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04006.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04006.html Wed, 06 Mar 2019 00:00:00 -0800 2019-04006 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04006.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-21, on Advertising by Brokers, Dealers and Municipal Securities Dealers, Rule G-40, on Advertising by Municipal Advisors, and Rule G-8, on Books and Records https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03992.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03992.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03992 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03992.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Exchange Rule 515, Execution of Orders and Quotes https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03991.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03991.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03991 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03991.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03990.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03990.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03990 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03990.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Interpretive Guidance About Frequently Asked Questions Regarding the Use of Social Media Under the MSRB's Advertising Rules https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03989.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03989.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03989 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03989.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03983.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03983.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03983 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03983.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable To Holdings in Fixed Income Securities https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03982.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03982.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03982 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03982.pdf Rule - Amendments to the Timing Requirements for Filing Reports on Form N-Port https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03958.html https://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03958.html Wed, 06 Mar 2019 00:00:00 -0800 2019-03958 Rule https://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03958.pdf