Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/06?limit=200®isters=between&mode=atom2024-12-22T18:36:21-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04008.htmlNotice - Submission for OMB Review; Comment Request2019-03-06T00:00:00-08:002019-03-06T00:00:00-08:002019-04008Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04008.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04007.htmlNotice - Submission for OMB Review; Comment Request2019-03-06T00:00:00-08:002019-03-06T00:00:00-08:002019-04007Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04007.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/06/2019-04006.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions2019-03-06T00:00:00-08:002019-03-06T00:00:00-08:002019-04006Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-04006.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03992.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-21, on Advertising by Brokers, Dealers and Municipal Securities Dealers, Rule G-40, on Advertising by Municipal Advisors, and Rule G-8, on Books and Records2019-03-06T00:00:00-08:002019-03-06T00:00:00-08:002019-03992Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03992.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03991.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Exchange Rule 515, Execution of Orders and Quotes2019-03-06T00:00:00-08:002019-03-06T00:00:00-08:002019-03991Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03991.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03990.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions2019-03-06T00:00:00-08:002019-03-06T00:00:00-08:002019-03990Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03990.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03989.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Interpretive Guidance About Frequently Asked Questions Regarding the Use of Social Media Under the MSRB's Advertising Rules2019-03-06T00:00:00-08:002019-03-06T00:00:00-08:002019-03989Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03989.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03983.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options2019-03-06T00:00:00-08:002019-03-06T00:00:00-08:002019-03983Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03983.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03982.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable To Holdings in Fixed Income Securities2019-03-06T00:00:00-08:002019-03-06T00:00:00-08:002019-03982Noticehttps://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03982.pdfhttps://regulations.justia.com/regulations/fedreg/2019/03/06/2019-03958.htmlRule - Amendments to the Timing Requirements for Filing Reports on Form N-Port2019-03-06T00:00:00-08:002019-03-06T00:00:00-08:002019-03958Rulehttps://www.govinfo.gov/content/pkg/FR-2019-03-06/pdf/2019-03958.pdf