<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/05?registers=between Sat, 28 Jun 2025 06:25:51 -0700 Sat, 28 Jun 2025 06:25:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/05?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03974.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03974.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03974 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03974.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Terms of Index Option Contracts https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03893.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03893.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03893 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03893.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Port Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03892.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03892.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03892 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03892.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 602, Appointment of Market Makers https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03891.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03891.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03891 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03891.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Short-Term Obligation Rate Transparency (SHORT) System To Modernize and Consolidate the Information Facility for the SHORT System https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03890.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03890.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03890 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03890.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Port Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03887.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03887.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03887 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03887.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03886.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03886.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03886 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03886.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Expiration Timeframes in ISE Rule 2009 https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03883.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03883.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03883 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03883.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish MIAX Emerald Top of Market (“ToM”) Data Feed, MIAX Emerald Complex Top of Market (“cToM”) Data Feed, MIAX Emerald Administrative Information Subscriber (“AIS”) Data Feed, and MIAX Emerald Order Feed (“MOR”) https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03881.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03881.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03881 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03881.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records) https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03879.html https://regulations.justia.com/regulations/fedreg/2019/03/05/2019-03879.html Tue, 05 Mar 2019 00:00:00 -0800 2019-03879 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-05/pdf/2019-03879.pdf