<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/01?registers=between Sun, 22 Dec 2024 18:46:12 -0800 Sun, 22 Dec 2024 18:46:12 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/03/01?registers=between Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03706.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03706.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03706 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03706.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6 To Apply the Obvious Error Rule to Stock-Option Orders, and To Amend Rules 21.1(d) and 21.20 To Add Qualified Contingent Cross With Stock Order Functionality https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03705.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03705.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03705 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03705.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Order Approving a Proposed Rule Change To Provide for the Trading of Complex Reserve Orders https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03632.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03632.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03632 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03632.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Exchange To Adopt Article 1, Rule 5 https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03631.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03631.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03631 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03631.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03625.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03625.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03625 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03625.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Content of the NYSE Trades Market Data Product Offering https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03624.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03624.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03624 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03624.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Communications With the Public https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03623.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03623.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03623 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03623.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX Emerald, LLC https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03584.html https://regulations.justia.com/regulations/fedreg/2019/03/01/2019-03584.html Fri, 01 Mar 2019 00:00:00 -0800 2019-03584 Notice https://www.govinfo.gov/content/pkg/FR-2019-03-01/pdf/2019-03584.pdf