Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/28?limit=200&registers=between&mode=atom 2024-12-22T18:47:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/02/28/2019-03543.html Notice - Order Affirming Order by Delegated Authority Temporarily Suspending and Instituting Proceedings on SR-BOX-2018-24 and Notice of Additional Comment Period for the Proceedings 2019-02-28T00:00:00-08:00 2019-02-28T00:00:00-08:00 2019-03543 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-28/pdf/2019-03543.pdf https://regulations.justia.com/regulations/fedreg/2019/02/28/2019-03472.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) 2019-02-28T00:00:00-08:00 2019-02-28T00:00:00-08:00 2019-03472 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-28/pdf/2019-03472.pdf https://regulations.justia.com/regulations/fedreg/2019/02/28/2019-03471.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Allow the Post Only Order Instruction on Complex Orders 2019-02-28T00:00:00-08:00 2019-02-28T00:00:00-08:00 2019-03471 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-28/pdf/2019-03471.pdf https://regulations.justia.com/regulations/fedreg/2019/02/28/2019-03469.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Deemed Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis 2019-02-28T00:00:00-08:00 2019-02-28T00:00:00-08:00 2019-03469 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-28/pdf/2019-03469.pdf https://regulations.justia.com/regulations/fedreg/2019/02/28/2019-03467.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To (1) Amend Rules 7.36 and 7.37 To Add the Designated Market Maker as a Participant for Trading of Exchange-Listed Securities on Pillar; (2) Amend Rule 7.31 To Add Auction-Only Orders and Make Related Changes; (3) Add New Trading Rules Relating to Auctions for Pillar; (4) Make Conforming Amendments to Rules 1.1, 7.11, 7.12, 7.16, 7.18, 7.32, 7.34, and 7.36; and (5) Amend the Preambles on Current Exchange Rules Relating to Their Applicability to the Pillar Trading Platform 2019-02-28T00:00:00-08:00 2019-02-28T00:00:00-08:00 2019-03467 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-28/pdf/2019-03467.pdf https://regulations.justia.com/regulations/fedreg/2019/02/28/2019-03466.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Allow the Post Only Order Instruction on Complex Orders 2019-02-28T00:00:00-08:00 2019-02-28T00:00:00-08:00 2019-03466 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-28/pdf/2019-03466.pdf https://regulations.justia.com/regulations/fedreg/2019/02/28/2019-03465.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Deemed Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis 2019-02-28T00:00:00-08:00 2019-02-28T00:00:00-08:00 2019-03465 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-28/pdf/2019-03465.pdf https://regulations.justia.com/regulations/fedreg/2019/02/28/2019-03464.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the WisdomTree Long-Term Treasury PutWrite Strategy Fund, WisdomTree Corporate Bond PutWrite Strategy Fund, WisdomTree International PutWrite Strategy Fund, and WisdomTree Emerging Markets PutWrite Strategy Fund, Each a Series of WisdomTree Trust, Under Rule 14.11(i) (Managed Fund Shares) 2019-02-28T00:00:00-08:00 2019-02-28T00:00:00-08:00 2019-03464 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-28/pdf/2019-03464.pdf https://regulations.justia.com/regulations/fedreg/2019/02/28/2019-03098.html Proposed Rule - Solicitations of Interest Prior to a Registered Public Offering 2019-02-28T00:00:00-08:00 2019-02-28T00:00:00-08:00 2019-03098 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-28/pdf/2019-03098.pdf