<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/22?registers=between Sun, 22 Dec 2024 18:21:16 -0800 Sun, 22 Dec 2024 18:21:16 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/22?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03088.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03088.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03088 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03088.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03087.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03087.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03087 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03087.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03086.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03086.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03086 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03086.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03085.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03085.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03085 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03085.pdf Notice - Submission for OMB Review Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03084.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03084.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03084 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03084.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03083.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03083.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03083 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03083.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03082.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03082.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03082 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03082.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03081.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03081.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03081 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03081.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent the Retail Liquidity Program Pilot, Rule 107C, Which is Set To Expire on June 30, 2019, Notice of Filing of Amendment No. 1, and Order Granting Limited Exemption Pursuant to Rule 612(c) of Regulation NMS https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03043.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03043.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03043 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03043.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 519, MIAX Order Monitor; Exchange Rule 519A, Risk Protection Monitor; and Exchange Rule 517, Quote Types Defined https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03042.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03042.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03042 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03042.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Nasdaq PHLX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Exchanges' Port Fee Schedules https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03041.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03041.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03041 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03041.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Reassign Certain Investigation and Enforcement Functions Under the Exchange's Authority and Supervision https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03040.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03040.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03040 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03040.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend MIAX Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03039.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03039.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03039 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03039.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Risk Parameter Setting and Review Policy https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03038.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03038.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03038 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03038.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03037.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03037.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03037 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03037.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend NYSE Rule 7.31 Relating to Discretionary Orders, Auction-Only Orders, Discretionary Modifier, and Yielding Modifier and Related Amendments to Rules 7.16, 7.34, 7.36, and 7.37 https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03035.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03035.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03035 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03035.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 100 (Definitions); Rule 515 (Execution of Orders and Quotes); and Rule 503 (Openings on the Exchange) https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03034.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03034.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03034 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03034.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Listing Standards for Direct Listings and Clarify Related Rules https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03033.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03033.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03033 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03033.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03032.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03032.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03032 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03032.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03031.html https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03031.html Fri, 22 Feb 2019 00:00:00 -0800 2019-03031 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03031.pdf