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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/22?registers=between
Sat, 28 Jun 2025 01:44:49 -0700Sat, 28 Jun 2025 01:44:49 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/22?registers=between
Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03088.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03088.htmlFri, 22 Feb 2019 00:00:00 -08002019-03088Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03088.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03087.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03087.htmlFri, 22 Feb 2019 00:00:00 -08002019-03087Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03087.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03086.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03086.htmlFri, 22 Feb 2019 00:00:00 -08002019-03086Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03086.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03085.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03085.htmlFri, 22 Feb 2019 00:00:00 -08002019-03085Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03085.pdfNotice - Submission for OMB Review Comment Request
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03084.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03084.htmlFri, 22 Feb 2019 00:00:00 -08002019-03084Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03084.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03083.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03083.htmlFri, 22 Feb 2019 00:00:00 -08002019-03083Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03083.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03082.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03082.htmlFri, 22 Feb 2019 00:00:00 -08002019-03082Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03082.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03081.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03081.htmlFri, 22 Feb 2019 00:00:00 -08002019-03081Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03081.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent the Retail Liquidity Program Pilot, Rule 107C, Which is Set To Expire on June 30, 2019, Notice of Filing of Amendment No. 1, and Order Granting Limited Exemption Pursuant to Rule 612(c) of Regulation NMS
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03043.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03043.htmlFri, 22 Feb 2019 00:00:00 -08002019-03043Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03043.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 519, MIAX Order Monitor; Exchange Rule 519A, Risk Protection Monitor; and Exchange Rule 517, Quote Types Defined
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03042.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03042.htmlFri, 22 Feb 2019 00:00:00 -08002019-03042Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03042.pdfNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Nasdaq PHLX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Exchanges' Port Fee Schedules
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03041.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03041.htmlFri, 22 Feb 2019 00:00:00 -08002019-03041Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03041.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Reassign Certain Investigation and Enforcement Functions Under the Exchange's Authority and Supervision
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03040.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03040.htmlFri, 22 Feb 2019 00:00:00 -08002019-03040Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03040.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend MIAX Rule 518, Complex Orders
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03039.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03039.htmlFri, 22 Feb 2019 00:00:00 -08002019-03039Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03039.pdfNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Risk Parameter Setting and Review Policy
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03038.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03038.htmlFri, 22 Feb 2019 00:00:00 -08002019-03038Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03038.pdfNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Options Regulatory Fee
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03037.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03037.htmlFri, 22 Feb 2019 00:00:00 -08002019-03037Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03037.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend NYSE Rule 7.31 Relating to Discretionary Orders, Auction-Only Orders, Discretionary Modifier, and Yielding Modifier and Related Amendments to Rules 7.16, 7.34, 7.36, and 7.37
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03035.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03035.htmlFri, 22 Feb 2019 00:00:00 -08002019-03035Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03035.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 100 (Definitions); Rule 515 (Execution of Orders and Quotes); and Rule 503 (Openings on the Exchange)
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03034.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03034.htmlFri, 22 Feb 2019 00:00:00 -08002019-03034Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03034.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Listing Standards for Direct Listings and Clarify Related Rules
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03033.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03033.htmlFri, 22 Feb 2019 00:00:00 -08002019-03033Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03033.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Options Regulatory Fee
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03032.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03032.htmlFri, 22 Feb 2019 00:00:00 -08002019-03032Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03032.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03031.html
https://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03031.htmlFri, 22 Feb 2019 00:00:00 -08002019-03031Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03031.pdf