Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/22?limit=200®isters=between&mode=atom2024-12-22T18:58:42-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03088.htmlNotice - Submission for OMB Review; Comment Request2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03088Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03088.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03087.htmlNotice - Submission for OMB Review; Comment Request2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03087Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03087.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03086.htmlNotice - Proposed Collection; Comment Request2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03086Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03086.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03085.htmlNotice - Submission for OMB Review; Comment Request2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03085Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03085.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03084.htmlNotice - Submission for OMB Review Comment Request2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03084Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03084.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03083.htmlNotice - Submission for OMB Review; Comment Request2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03083Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03083.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03082.htmlNotice - Proposed Collection; Comment Request2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03082Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03082.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03081.htmlNotice - Submission for OMB Review; Comment Request2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03081Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03081.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03043.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent the Retail Liquidity Program Pilot, Rule 107C, Which is Set To Expire on June 30, 2019, Notice of Filing of Amendment No. 1, and Order Granting Limited Exemption Pursuant to Rule 612(c) of Regulation NMS2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03043Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03043.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03042.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 519, MIAX Order Monitor; Exchange Rule 519A, Risk Protection Monitor; and Exchange Rule 517, Quote Types Defined2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03042Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03042.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03041.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Nasdaq PHLX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Exchanges' Port Fee Schedules2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03041Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03041.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03040.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Reassign Certain Investigation and Enforcement Functions Under the Exchange's Authority and Supervision2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03040Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03040.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03039.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend MIAX Rule 518, Complex Orders2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03039Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03039.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03038.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Risk Parameter Setting and Review Policy2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03038Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03038.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03037.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Options Regulatory Fee2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03037Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03037.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03035.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change To Amend NYSE Rule 7.31 Relating to Discretionary Orders, Auction-Only Orders, Discretionary Modifier, and Yielding Modifier and Related Amendments to Rules 7.16, 7.34, 7.36, and 7.372019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03035Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03035.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03034.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 100 (Definitions); Rule 515 (Execution of Orders and Quotes); and Rule 503 (Openings on the Exchange)2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03034Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03034.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03033.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Listing Standards for Direct Listings and Clarify Related Rules2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03033Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03033.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03032.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Options Regulatory Fee2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03032Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03032.pdfhttps://regulations.justia.com/regulations/fedreg/2019/02/22/2019-03031.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares2019-02-22T00:00:00-08:002019-02-22T00:00:00-08:002019-03031Noticehttps://www.govinfo.gov/content/pkg/FR-2019-02-22/pdf/2019-03031.pdf