<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/21?registers=between Fri, 17 May 2024 02:41:37 -0700 Fri, 17 May 2024 02:41:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/21?registers=between Proposed Rule - Reopening of Comment Period for Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02906.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02906.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02906 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02906.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02904.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02904.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02904 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02904.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify That BZX's Halt Auction Process Is Applicable Only To Halt Auctions Following a Regulatory Halt https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02903.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02903.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02903 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02903.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Cboe Order Routing Subsidy Program (“ORS”) and Complex Order Routing Subsidy Program (“CORS”) To Exclude Subsidy Payments for Contracts Executed as Qualified Contingent Cross (“QCC”) Orders https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02902.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02902.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02902 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02902.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02901.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02901.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02901 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02901.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Modify Certain Agency Order Fees for Facilitation and Solicitation Transactions https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02900.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02900.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02900 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02900.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to (1) Delete Dealings and Settlements (Rule 45-299C), Rule 235 (Ex-Dividend, Ex-Rights), Rule 236 (Ex-Warrants), and Rule 257 (Deliveries After “Ex” Date) and (2) Amend Dealings and SettlementsT (Rule 45-299C), Rule 235T (Ex-Dividend, Ex-Rights), Rule 236T (Ex-Warrants), and Rule 257T (Deliveries After “Ex” Date) https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02899.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02899.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02899 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02899.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 Relating to the Minimum Trade Size Modifier https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02898.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02898.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02898 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02898.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02897.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02897.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02897 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02897.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action and Reopening the Period for Comment on Proposed Rule Change To Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02896.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02896.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02896 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02896.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02895.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02895.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02895 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02895.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule A-16, on Examination Fees, To Establish a Test Development Fee for the Series 54 Examination https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02894.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02894.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02894 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02894.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility To Modify Its Strategy QOO Order Fee Cap and Rebate https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02893.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02893.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02893 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02893.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations for Purposes of Determining Tiered Pricing https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02892.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02892.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02892 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02892.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2 https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02891.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02891.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02891 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02891.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule as It Relates to Pricing for the Use of Certain Routing Strategies https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02890.html https://regulations.justia.com/regulations/fedreg/2019/02/21/2019-02890.html Thu, 21 Feb 2019 00:00:00 -0800 2019-02890 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-21/pdf/2019-02890.pdf