<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/20?registers=between Mon, 23 Jun 2025 07:21:01 -0700 Mon, 23 Jun 2025 07:21:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/20?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02905.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02905.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02905 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02905.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02756.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02756.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02756 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02756.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02742.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02742.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02742 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02742.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BZX Fee Schedule as It Relates to Pricing for the Use of Certain Routing Strategies https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02741.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02741.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02741 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02741.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02740.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02740.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02740 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02740.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02739.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02739.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02739 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02739.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Revise the Requirements To Qualify for the Adding Tier 2 Credits https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02737.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02737.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02737 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02737.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EDGA Fee Schedule as It Relates to Pricing for the Use of Certain Routing Strategies https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02736.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02736.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02736 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02736.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Changes to The Options Clearing Corporation's Management Structure https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02735.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02735.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02735 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02735.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BYX Fee Schedule as It Relates to Pricing for the Use of Certain Routing Strategies https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02734.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02734.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02734 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02734.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the ICE Clear Europe Model Risk Governance Framework https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02733.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02733.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02733 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02733.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02732.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02732.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02732 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02732.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Disapproving Proposed Rule Change Concerning The Options Clearing Corporation's Capital Plan https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02731.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02731.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02731 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02731.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02730.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02730.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02730 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02730.pdf Notice - Adjustments to Civil Monetary Penalty Amounts https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02699.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02699.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02699 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02699.pdf Notice - Pacer Funds Trust, Pacer Advisors, Inc. and Pacer Financial, Inc. https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02698.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2019-02698.html Wed, 20 Feb 2019 00:00:00 -0800 2019-02698 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2019-02698.pdf Rule - Transaction Fee Pilot for NMS Stocks https://regulations.justia.com/regulations/fedreg/2019/02/20/2018-27982.html https://regulations.justia.com/regulations/fedreg/2019/02/20/2018-27982.html Wed, 20 Feb 2019 00:00:00 -0800 2018-27982 Rule https://www.govinfo.gov/content/pkg/FR-2019-02-20/pdf/2018-27982.pdf