Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/19?limit=200&registers=between&mode=atom 2024-12-22T17:57:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02646.html Notice - Submission for OMB Review; Comment Request 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02646 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02646.pdf https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02611.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Financial Incentive Program for Lead Market-Makers Appointed in MSCI EAFE Index (MXEA) Options and MSCI Emerging Markets Index (MXEF) Options 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02611 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02611.pdf https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02610.html Notice - Self-Regulatory Organizations; the Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a New MIDP Routing Option Under Rule 4758 and Make a Conforming Change to Rule 4703(e) 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02610 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02610.pdf https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02609.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Temporary Relief To Permit Member Alternative Trading Systems (ATSs) and ATS Subscribers Additional Flexibility in Transitioning To Disaggregated Reporting for Certain Transactions in U.S. Treasury Securities 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02609 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02609.pdf https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02608.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules of the Rule 7000A Series Concerning the Order Audit Trail System 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02608 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02608.pdf https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02607.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Equity Index-Linked Securities Listing Standards Set Forth in NYSE Arca Rule 5.2-E(j)(6)(B)(I) 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02607 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02607.pdf https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02606.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations for Purposes of Determining Pricing Tiers 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02606 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02606.pdf https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02605.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Eighth Amended and Restated Bylaws (the “Exchange Bylaws”) the Fourth Amended and Restated Bylaws (the “Parent Bylaws”) of Its Parent Corporation, Cboe Global Markets, Inc. (“Cboe” or the “Parent”) 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02605 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02605.pdf https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02604.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Eighth Amended and Restated Bylaws (the “Exchange Bylaws”) the Fourth Amended and Restated Bylaws (the “Parent Bylaws”) of Its Parent Corporation, Cboe Global Markets, Inc. (“Cboe” or the “Parent”) 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02604 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02604.pdf https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02595.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, BOX Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, and MIAX Emerald, LLC Concerning Options-Related Market Surveillance 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02595 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02595.pdf https://regulations.justia.com/regulations/fedreg/2019/02/19/2019-02347.html Rule - Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps 2019-02-19T00:00:00-08:00 2019-02-19T00:00:00-08:00 2019-02347 Rule https://www.govinfo.gov/content/pkg/FR-2019-02-19/pdf/2019-02347.pdf