<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/07?registers=between Tue, 24 Jun 2025 15:37:47 -0700 Tue, 24 Jun 2025 15:37:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/07?registers=between Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Chicago Stock Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX, Inc., NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01485.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01485.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01485 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01485.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01420.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01420.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01420 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01420.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) of the Rules https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01393.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01393.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01393 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01393.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Discontinue Bulk Order Functionality and Implement Bulk Message Functionality https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01392.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01392.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01392 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01392.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Modify the Incremental Step Up Tier for Supplemental Liquidity Providers https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01391.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01391.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01391 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01391.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reject Market Orders With a Time-in-Force of DAY That Are Entered in the Pre-Market Session for Non-IEX-Listed Securities https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01390.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01390.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01390 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01390.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Regarding Credits Applicable To Lead Market Makers and to ETP Holders and Market Makers Affiliated With the LMM That Provide Displayed Liquidity to the NYSE Arca Book in Tape B Securities https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01389.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01389.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01389 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01389.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Date of the Second Amended and Restated Certificate of Incorporation of the Exchange and the Third Amended and Restated Certificate of Incorporation of the Exchange's Parent CHX Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01388.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01388.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01388 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01388.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E; and Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01387.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01387.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01387 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01387.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01386.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01386.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01386 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01386.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01385.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01385.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01385 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01385.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01384.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01384.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01384 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01384.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01383.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01383.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01383 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01383.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From its Pricing Tier Calculations https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01382.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01382.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01382 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01382.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01381.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01381.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01381 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01381.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01376.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01376.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01376 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01376.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01374.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01374.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01374 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01374.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01373.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01373.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01373 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01373.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01372.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01372.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01372 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01372.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01371.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01371.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01371 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01371.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01367.html https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01367.html Thu, 07 Feb 2019 00:00:00 -0800 2019-01367 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01367.pdf