<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/04?registers=between Fri, 27 Jun 2025 17:21:27 -0700 Fri, 27 Jun 2025 17:21:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/04?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records) https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00805.html https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00805.html Mon, 04 Feb 2019 00:00:00 -0800 2019-00805 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-04/pdf/2019-00805.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Nasdaq Rules 5705 and 5710 To Adopt a Disclosure Requirement for Certain Securities https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00803.html https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00803.html Mon, 04 Feb 2019 00:00:00 -0800 2019-00803 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-04/pdf/2019-00803.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of Previously-Approved Amendments to Rule G-21 and New Rule G-40 https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00802.html https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00802.html Mon, 04 Feb 2019 00:00:00 -0800 2019-00802 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-04/pdf/2019-00802.pdf