Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2019/02/04?limit=200&registers=between&mode=atom 2024-12-22T18:16:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00805.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records) 2019-02-04T00:00:00-08:00 2019-02-04T00:00:00-08:00 2019-00805 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-04/pdf/2019-00805.pdf https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00803.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Nasdaq Rules 5705 and 5710 To Adopt a Disclosure Requirement for Certain Securities 2019-02-04T00:00:00-08:00 2019-02-04T00:00:00-08:00 2019-00803 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-04/pdf/2019-00803.pdf https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00802.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of Previously-Approved Amendments to Rule G-21 and New Rule G-40 2019-02-04T00:00:00-08:00 2019-02-04T00:00:00-08:00 2019-00802 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-04/pdf/2019-00802.pdf