<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 19:44:11 -0700 Thu, 23 May 2024 19:44:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Extended Life Priority Order Attribute https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28400.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28400.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28400 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28400.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fee Schedule and Equities Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28399.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28399.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28399 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28399.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28398.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28398.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28398 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28398.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Halt Auction Process https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28397.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28397.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28397 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28397.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Definitions of Ports and Discontinue Bulk Order Functionality and Implement Bulk Message Functionality https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28396.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28396.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28396 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28396.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Discontinue Bulk Order Functionality and Implement Bulk Message Functionality, and Make Other Nonsubstantive Changes https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28395.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28395.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28395 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28395.pdf Notice - Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Entry Fee for Listing on the Exchange's Global and Global Select Market Tiers https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28394.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28394.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28394 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28394.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Changes Regarding Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28393.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28393.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28393 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28393.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28392.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28392.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28392 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28392.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Relating to the ICE Clear Europe Model Risk Governance Framework (the “MRGF”) https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28391.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28391.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28391 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28391.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28390.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28390.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28390 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28390.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter 9 of the NYSE Listed Company Manual Relating to Fees for Business Development Companies https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28389.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28389.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28389 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28389.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28387.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28387.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28387 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28387.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28386.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28386.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28386 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28386.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Changes to The Options Clearing Corporation's Management Structure https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28385.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28385.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28385 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28385.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28384.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28384.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28384 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28384.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28383.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28383.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28383 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28383.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28382.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28382.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28382 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28382.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade, Under BZX Rule 14.11(c)(4), Shares of the VanEck Vectors Short High-Yield Municipal Index ETF of the VanEck Vectors ETF Trust https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28381.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28381.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28381 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28381.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28380.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28380.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28380 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28380.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(c) (Index Fund Shares) https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28379.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28379.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28379 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28379.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Revise the Clearing Agency Investment Policy https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28378.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28378.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28378 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28378.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28377.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28377.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28377 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28377.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28376.html https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28376.html Mon, 31 Dec 2018 00:00:00 -0800 2018-28376 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28376.pdf Notice - Hercules Capital, Inc. https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28318.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28318.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28318 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28318.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28316.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28316.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28316 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28316.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28315.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28315.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28315 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28315.pdf Notice - Fixed Income Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28314.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28314.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28314 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28314.pdf Notice - AQR Trust and AQR Capital Management, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28300.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28300.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28300 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28300.pdf Notice - AQR Trust and AQR Capital Management, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28291.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28291.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28291 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28291.pdf Notice - TigerShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28200.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28200.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28200 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28200.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7050 https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28199.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28199.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28199 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28199.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules 7610A and 7620A To Modify Certain Fees and Credits Applicable to FINRA/Nasdaq TRF Retail Participants https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28198.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28198.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28198 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28198.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 100, Definitions; Rule 515, Execution of Orders and Quotes; and Rule 503, Openings on the Exchange https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28197.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28197.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28197 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28197.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Certain Bond Trading License Fee Waivers https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28196.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28196.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28196 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28196.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fees and Charges and Equities Fees and Charges To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28195.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28195.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28195 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28195.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .02 to Rule 715 https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28194.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28194.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28194 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28194.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Qualification, Registration and Continuing Education Requirements Applicable to Participants https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28193.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28193.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28193 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28193.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28192.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28192.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28192 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28192.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Service Guide for the Canadian-Link Service https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28191.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28191.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28191 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28191.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28190.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28190.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28190 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28190.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Revised Clearing Fees https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28189.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28189.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28189 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28189.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28186.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28186.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28186 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28186.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor; Exchange Rule 519A, Risk Protection Monitor; and Rule 517, Quote Types Defined https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28185.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28185.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28185 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28185.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 519, MIAX PEARL Order Monitor https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28184.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28184.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28184 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28184.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Make Non-Substantive Changes to Its Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28183.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28183.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28183 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28183.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing and Trading of Shares of iShares Gold Trust Micro Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28182.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28182.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28182 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28182.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's All-Inclusive Annual Listing Fees for American Depositary Receipts https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28181.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28181.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28181 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28181.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Related to The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28180.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28180.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28180 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28180.pdf Notice - In the Matter of the Application of MIAX EMERALD, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28179.html https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28179.html Fri, 28 Dec 2018 00:00:00 -0800 2018-28179 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28179.pdf