Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-23T18:12:35-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28400.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Extended Life Priority Order Attribute2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28400Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28400.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28399.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fee Schedule and Equities Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28399Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28399.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28398.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28398Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28398.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28397.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Halt Auction Process2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28397Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28397.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28396.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Definitions of Ports and Discontinue Bulk Order Functionality and Implement Bulk Message Functionality2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28396Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28396.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28395.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Discontinue Bulk Order Functionality and Implement Bulk Message Functionality, and Make Other Nonsubstantive Changes2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28395Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28395.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28394.htmlNotice - Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Entry Fee for Listing on the Exchange's Global and Global Select Market Tiers2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28394Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28394.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28393.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Changes Regarding Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28393Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28393.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28392.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 82018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28392Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28392.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28391.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Relating to the ICE Clear Europe Model Risk Governance Framework (the “MRGF”)2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28391Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28391.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28390.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 82018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28390Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28390.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28389.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter 9 of the NYSE Listed Company Manual Relating to Fees for Business Development Companies2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28389Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28389.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28387.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 82018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28387Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28387.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28386.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 82018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28386Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28386.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28385.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Changes to The Options Clearing Corporation's Management Structure2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28385Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28385.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28384.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28384Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28384.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28383.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 82018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28383Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28383.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28382.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust Under Rule 14.11(i), Managed Fund Shares2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28382Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28382.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28381.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade, Under BZX Rule 14.11(c)(4), Shares of the VanEck Vectors Short High-Yield Municipal Index ETF of the VanEck Vectors ETF Trust2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28381Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28381.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28380.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28380Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28380.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28379.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(c) (Index Fund Shares)2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28379Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28379.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28378.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Revise the Clearing Agency Investment Policy2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28378Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28378.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28377.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 518, Complex Orders2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28377Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28377.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28376.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes2018-12-31T00:00:00-08:002018-12-31T00:00:00-08:002018-28376Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28376.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28318.htmlNotice - Hercules Capital, Inc.2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28318Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28318.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28316.htmlNotice - Proposed Collection; Comment Request2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28316Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28316.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28315.htmlNotice - Proposed Collection; Comment Request2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28315Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28315.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28314.htmlNotice - Fixed Income Market Structure Advisory Committee2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28314Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28314.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28300.htmlNotice - AQR Trust and AQR Capital Management, LLC; Notice of Application2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28300Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28300.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28291.htmlNotice - AQR Trust and AQR Capital Management, LLC; Notice of Application2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28291Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28291.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28200.htmlNotice - TigerShares Trust, et al.; Notice of Application2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28200Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28200.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28199.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 70502018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28199Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28199.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28198.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules 7610A and 7620A To Modify Certain Fees and Credits Applicable to FINRA/Nasdaq TRF Retail Participants2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28198Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28198.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28197.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 100, Definitions; Rule 515, Execution of Orders and Quotes; and Rule 503, Openings on the Exchange2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28197Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28197.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28196.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Certain Bond Trading License Fee Waivers2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28196Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28196.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28195.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fees and Charges and Equities Fees and Charges To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28195Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28195.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28194.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .02 to Rule 7152018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28194Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28194.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28193.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Qualification, Registration and Continuing Education Requirements Applicable to Participants2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28193Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28193.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28192.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28192Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28192.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28191.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Service Guide for the Canadian-Link Service2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28191Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28191.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28190.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28190Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28190.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28189.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Revised Clearing Fees2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28189Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28189.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28186.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28186Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28186.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28185.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor; Exchange Rule 519A, Risk Protection Monitor; and Rule 517, Quote Types Defined2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28185Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28185.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28184.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 519, MIAX PEARL Order Monitor2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28184Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28184.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28183.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Make Non-Substantive Changes to Its Certificate of Incorporation2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28183Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28183.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28182.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing and Trading of Shares of iShares Gold Trust Micro Under NYSE Arca Rule 8.201-E2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28182Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28182.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28181.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's All-Inclusive Annual Listing Fees for American Depositary Receipts2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28181Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28181.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28180.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Related to The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28180Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28180.pdfhttps://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28179.htmlNotice - In the Matter of the Application of MIAX EMERALD, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission2018-12-28T00:00:00-08:002018-12-28T00:00:00-08:002018-28179Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28179.pdf