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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/31?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/31?registers=between
Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Extended Life Priority Order Attribute
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28400.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28400.htmlMon, 31 Dec 2018 00:00:00 -08002018-28400Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28400.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fee Schedule and Equities Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28399.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28399.htmlMon, 31 Dec 2018 00:00:00 -08002018-28399Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28399.pdfNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28398.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28398.htmlMon, 31 Dec 2018 00:00:00 -08002018-28398Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28398.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Halt Auction Process
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28397.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28397.htmlMon, 31 Dec 2018 00:00:00 -08002018-28397Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28397.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Definitions of Ports and Discontinue Bulk Order Functionality and Implement Bulk Message Functionality
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28396.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28396.htmlMon, 31 Dec 2018 00:00:00 -08002018-28396Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28396.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Discontinue Bulk Order Functionality and Implement Bulk Message Functionality, and Make Other Nonsubstantive Changes
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28395.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28395.htmlMon, 31 Dec 2018 00:00:00 -08002018-28395Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28395.pdfNotice - Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Entry Fee for Listing on the Exchange's Global and Global Select Market Tiers
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28394.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28394.htmlMon, 31 Dec 2018 00:00:00 -08002018-28394Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28394.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Changes Regarding Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28393.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28393.htmlMon, 31 Dec 2018 00:00:00 -08002018-28393Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28393.pdfNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28392.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28392.htmlMon, 31 Dec 2018 00:00:00 -08002018-28392Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28392.pdfNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Relating to the ICE Clear Europe Model Risk Governance Framework (the “MRGF”)
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28391.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28391.htmlMon, 31 Dec 2018 00:00:00 -08002018-28391Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28391.pdfNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28390.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28390.htmlMon, 31 Dec 2018 00:00:00 -08002018-28390Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28390.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter 9 of the NYSE Listed Company Manual Relating to Fees for Business Development Companies
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28389.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28389.htmlMon, 31 Dec 2018 00:00:00 -08002018-28389Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28389.pdfNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28387.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28387.htmlMon, 31 Dec 2018 00:00:00 -08002018-28387Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28387.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28386.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28386.htmlMon, 31 Dec 2018 00:00:00 -08002018-28386Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28386.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Changes to The Options Clearing Corporation's Management Structure
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28385.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28385.htmlMon, 31 Dec 2018 00:00:00 -08002018-28385Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28385.pdfNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28384.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28384.htmlMon, 31 Dec 2018 00:00:00 -08002018-28384Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28384.pdfNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28383.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28383.htmlMon, 31 Dec 2018 00:00:00 -08002018-28383Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28383.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust Under Rule 14.11(i), Managed Fund Shares
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28382.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28382.htmlMon, 31 Dec 2018 00:00:00 -08002018-28382Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28382.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade, Under BZX Rule 14.11(c)(4), Shares of the VanEck Vectors Short High-Yield Municipal Index ETF of the VanEck Vectors ETF Trust
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28381.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28381.htmlMon, 31 Dec 2018 00:00:00 -08002018-28381Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28381.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28380.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28380.htmlMon, 31 Dec 2018 00:00:00 -08002018-28380Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28380.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(c) (Index Fund Shares)
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28379.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28379.htmlMon, 31 Dec 2018 00:00:00 -08002018-28379Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28379.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Revise the Clearing Agency Investment Policy
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28378.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28378.htmlMon, 31 Dec 2018 00:00:00 -08002018-28378Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28378.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 518, Complex Orders
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28377.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28377.htmlMon, 31 Dec 2018 00:00:00 -08002018-28377Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28377.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28376.html
https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28376.htmlMon, 31 Dec 2018 00:00:00 -08002018-28376Noticehttps://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28376.pdf