Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/31?limit=200&registers=between&mode=atom 2024-12-22T07:47:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28400.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Extended Life Priority Order Attribute 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28400 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28400.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28399.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fee Schedule and Equities Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28399 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28399.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28398.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28398 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28398.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28397.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Halt Auction Process 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28397 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28397.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28396.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Definitions of Ports and Discontinue Bulk Order Functionality and Implement Bulk Message Functionality 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28396 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28396.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28395.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Discontinue Bulk Order Functionality and Implement Bulk Message Functionality, and Make Other Nonsubstantive Changes 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28395 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28395.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28394.html Notice - Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Entry Fee for Listing on the Exchange's Global and Global Select Market Tiers 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28394 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28394.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28393.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Changes Regarding Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28393 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28393.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28392.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28392 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28392.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28391.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Relating to the ICE Clear Europe Model Risk Governance Framework (the “MRGF”) 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28391 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28391.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28390.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28390 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28390.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28389.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter 9 of the NYSE Listed Company Manual Relating to Fees for Business Development Companies 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28389 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28389.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28387.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28387 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28387.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28386.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28386 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28386.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28385.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Changes to The Options Clearing Corporation's Management Structure 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28385 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28385.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28384.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28384 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28384.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28383.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28383 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28383.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28382.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust Under Rule 14.11(i), Managed Fund Shares 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28382 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28382.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28381.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade, Under BZX Rule 14.11(c)(4), Shares of the VanEck Vectors Short High-Yield Municipal Index ETF of the VanEck Vectors ETF Trust 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28381 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28381.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28380.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28380 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28380.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28379.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(c) (Index Fund Shares) 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28379 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28379.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28378.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Revise the Clearing Agency Investment Policy 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28378 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28378.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28377.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 518, Complex Orders 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28377 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28377.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28376.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28376 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28376.pdf