<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/21?registers=between Thu, 17 Jul 2025 10:00:32 -0700 Thu, 17 Jul 2025 10:00:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/21?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27829.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27829.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27829 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27829.pdf Proposed Rule - Request for Comment on Earnings Releases and Quarterly Reports https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27663.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27663.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27663 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27663.pdf Notice - Ai Funds, Inc. and Deep A.I. ETF Trust https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27628.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27628.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27628 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27628.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27621.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27621.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27621 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27621.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Business Continuity Procedures (the “Business Continuity Procedures”) https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27619.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27619.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27619 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27619.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27618.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27618.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27618 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27618.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27617.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27617.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27617 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27617.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4) https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27616.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27616.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27616 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27616.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Electronic Municipal Market Access System (EMMA) https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27615.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27615.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27615 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27615.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Extend Term Limits for Member Directors Serving on The Options Clearing Corporation's Board of Directors https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27612.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27612.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27612 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27612.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Fee Schedule Applicable to Its Equities Trading Platform https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27611.html https://regulations.justia.com/regulations/fedreg/2018/12/21/2018-27611.html Fri, 21 Dec 2018 00:00:00 -0800 2018-27611 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-21/pdf/2018-27611.pdf