<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/14?registers=between Sun, 13 Jul 2025 05:31:38 -0700 Sun, 13 Jul 2025 05:31:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/14?registers=between Notice - Pacific Global ETF Trust and Cadence Capital Management LLC https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27128.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27128.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27128 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27128.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27094.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27094.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27094 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27094.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27093.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27093.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27093 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27093.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27092.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27092.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27092 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27092.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27091.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27091.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27091 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27091.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27090.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27090.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27090 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27090.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27089.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27089.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27089 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27089.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Provision Related to Its Risk Monitor Mechanism https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27086.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27086.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27086 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27086.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Provision Related to Its Risk Monitor Mechanism https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27085.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27085.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27085 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27085.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain of Its Listing Fees https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27084.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27084.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27084 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27084.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 2019 https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27083.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27083.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27083 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27083.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 7.44-E, the Exchange's Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27082.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27082.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27082 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27082.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Fees Relating to Mutual Fund Services, and Insurance and Retirement Processing Services https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27081.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27081.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27081 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27081.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Fees and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27080.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27080.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27080 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27080.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Certain Fees From the Mortgage-Backed Securities Division Clearing Rules and Electronic Pool Notification Rules https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27079.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27079.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27079 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27079.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Guide to the DTC Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27078.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27078.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27078 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27078.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until the Earlier of Approval of the Filing To Make the Program Permanent or June 30, 2019 https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27077.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27077.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27077 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27077.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule To Make Permanent the Retail Liquidity Program Pilot, Which is Set To Expire on December 31, 2018 https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27076.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27076.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27076 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27076.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Trading Floor Qualification Examination https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27075.html https://regulations.justia.com/regulations/fedreg/2018/12/14/2018-27075.html Fri, 14 Dec 2018 00:00:00 -0800 2018-27075 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-14/pdf/2018-27075.pdf