<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/06?registers=between Mon, 14 Jul 2025 03:00:30 -0700 Mon, 14 Jul 2025 03:00:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/06?registers=between Notice - Long-Term Stock Exchange, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26517.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26517.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26517 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26517.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.8, Long-Term Options Contracts https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26516.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26516.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26516 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26516.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.8, Long-Term Equity Options Series (LEAPS) https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26515.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26515.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26515 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26515.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Certain Changes Relating to Investments of the PGIM Active High Yield Bond ETF https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26514.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26514.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26514 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26514.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.8, Long-Term Options Contracts https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26513.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26513.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26513 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26513.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Directed Market Makers and Primary Market Makers https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26512.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26512.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26512 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26512.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26487.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26487.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26487 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26487.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Supplementary Material .07 to ISE Rule 722 https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26405.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26405.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26405 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26405.pdf Notice - Order Regarding Alternative Net Capital Computation for BofAML Securities, Inc. https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26404.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26404.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26404 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26404.pdf Notice - In the Matter of the NYSE Arca, Inc.; for an Order Granting the Approval of Proposed Rule Change To List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund Under Commentary .02 to NYSE Arca Equities Rule 8.200 (SR-NYSEArca-2016-120); Request for Additional Comment https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26403.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26403.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26403 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26403.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Pricing Schedule https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26400.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26400.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26400 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26400.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Eliminate the Liquidity Swap Component of the Discretionary Range Instruction https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26399.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26399.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26399 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26399.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Listed Company Manual for Acquisition Companies To Reduce the Continued Listing Standards for Public Holders From 300 to 100 and To Enable the Exchange To Exercise Discretion To Allow Acquisition Companies a Reasonable Time Period Following a Business Combination To Demonstrate Compliance With the Applicable Quantitative Listing Standards https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26397.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26397.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26397 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26397.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pilot Period for the Listing of P.M.-Settled Nasdaq-100 Index Options Expiring on the Third Friday of the Month https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26396.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26396.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26396 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26396.pdf Notice - American Fidelity Assurance Company, et al. https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26384.html https://regulations.justia.com/regulations/fedreg/2018/12/06/2018-26384.html Thu, 06 Dec 2018 00:00:00 -0800 2018-26384 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-06/pdf/2018-26384.pdf