<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/04?registers=between Sun, 20 Jul 2025 03:54:51 -0700 Sun, 20 Jul 2025 03:54:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/12/04?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26402.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26402.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26402 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26402.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26401.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26401.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26401 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26401.pdf Rule - Form N-1A; Correction https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26335.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26335.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26335 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26335.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26327.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26327.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26327 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26327.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26326.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26326.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26326 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26326.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4756(c)(2) https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26273.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26273.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26273 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26273.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of Its Listing Fees https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26272.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26272.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26272 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26272.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3306(c)(2) https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26271.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26271.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26271 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26271.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4756(c)(2) https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26270.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26270.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26270 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26270.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 To Proposed Rule Change To Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26269.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26269.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26269 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26269.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, Relating to Amendments to Futures and Options Risk Procedures (the “F&O Risk Procedures”) 1 https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26268.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26268.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26268 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26268.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26267.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26267.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26267 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26267.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy (the “CDS Risk Policy”), CDS Clearing Back-Testing Policy (the “Back-Testing Policy”) and CDS Stress-Testing Policy (the “Stress-Testing Policy”) (Collectively, the “CDS Policies”) https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26266.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26266.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26266 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26266.pdf Notice - Apollo Management, L.P. https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26264.html https://regulations.justia.com/regulations/fedreg/2018/12/04/2018-26264.html Tue, 04 Dec 2018 00:00:00 -0800 2018-26264 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-12-04/pdf/2018-26264.pdf