<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 03:23:20 -0700 Thu, 23 May 2024 03:23:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To the Modification of Certain Routing Fees https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26002.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26002.html Fri, 30 Nov 2018 00:00:00 -0800 2018-26002 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-26002.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26001.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26001.html Fri, 30 Nov 2018 00:00:00 -0800 2018-26001 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-26001.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records) https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26000.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26000.html Fri, 30 Nov 2018 00:00:00 -0800 2018-26000 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-26000.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Modification of Certain Routing Fees https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25999.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25999.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25999 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25999.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation, Bylaws and Rule 3.3 https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25998.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25998.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25998 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25998.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Provisions for Excluding Days for Purposes of Pricing Tiers https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25997.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25997.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25997 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25997.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903, Series of Options Open for Trading https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25996.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25996.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25996 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25996.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25995.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25995.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25995 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25995.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O, Series of Options Open for Trading https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25994.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25994.html Fri, 30 Nov 2018 00:00:00 -0800 2018-25994 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25994.pdf Proposed Rule - Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-24376.html https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-24376.html Fri, 30 Nov 2018 00:00:00 -0800 2018-24376 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-24376.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation and Bylaws https://regulations.justia.com/regulations/fedreg/2018/11/28/2018-25896.html https://regulations.justia.com/regulations/fedreg/2018/11/28/2018-25896.html Wed, 28 Nov 2018 00:00:00 -0800 2018-25896 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-28/pdf/2018-25896.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Complex Reserve Order Functionality https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25884.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25884.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25884 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25884.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Complex Reserve Order Functionality https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25883.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25883.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25883 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25883.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Add to the Rules of the Exchange the Twelfth Amended and Restated Operating Agreement of the New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25882.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25882.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25882 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25882.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the First Trust Long Duration Opportunities ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25881.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25881.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25881 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25881.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25861.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25861.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25861 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25861.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Registration, Qualification Examination and Continuing Education Rules https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25740.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25740.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25740 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25740.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(h)(ii) and Article VI of Its Operating Agreement https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25737.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25737.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25737 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25737.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Regarding How the System Handles Market Orders in Series With No Bid or No Offer https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25733.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25733.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25733 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25733.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-3, on Professional Qualification Requirements, To Require Municipal Advisor Principals To Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25732.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25732.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25732 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25732.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25720.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25720.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25720 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25720.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25748.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25748.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25748 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25748.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Regarding How the System Handles Market Orders in Series With No Bid or No Offer https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25739.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25739.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25739 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25739.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(h)(ii) and Article VI of Its Operating Agreement https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25738.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25738.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25738 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25738.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Expired and Obsolete Provisions in Connection With Nasdaq's Transition to an All-Inclusive Annual Fee Program, Rename Certain Existing Annual Fees as All-Inclusive Annual Listing Fees, and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25736.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25736.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25736 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25736.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market LLC (“NOM”) Fees https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25735.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25735.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25735 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25735.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Regarding How the System Handles Market Orders in Series With No Bid or No Offer https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25734.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25734.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25734 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25734.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Nasdaq Rule 5615(b)(4) To Change the Threshold for Qualifying as a Smaller Reporting Company To Qualify for Certain Exemptions From the Compensation Committee Requirements https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25731.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25731.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25731 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25731.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25689.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25689.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25689 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25689.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25688.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25688.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25688 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25688.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25687.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25687.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25687 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25687.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25686.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25686.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25686 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25686.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25685.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25685.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25685 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25685.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25684.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25684.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25684 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25684.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25683.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25683.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25683 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25683.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25682.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25682.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25682 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25682.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Partial Amendment No. 1, Related to The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25606.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25606.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25606 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25606.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25601.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25601.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25601 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25601.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25600.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25600.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25600 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25600.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error in Rule 4702(b)(7)(A) https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25599.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25599.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25599 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25599.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce a New Midpoint Trade Now Functionality https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25598.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25598.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25598 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25598.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Definitions to Rule 1000 and Amend Risk Protections https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25597.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25597.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25597 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25597.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Reserve Orders https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25596.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25596.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25596 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25596.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Allow Flexible Exchange Equity Options Where the Underlying Security Is an Exchange-Traded Fund That Is Included in the Option Penny Pilot To Be Settled in Cash https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25595.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25595.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25595 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25595.pdf Notice - Pacific Global ETF Trust and Cadence Capital Management LLC https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25594.html https://regulations.justia.com/regulations/fedreg/2018/11/26/2018-25594.html Mon, 26 Nov 2018 00:00:00 -0800 2018-25594 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-26/pdf/2018-25594.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/23/2018-25492.html https://regulations.justia.com/regulations/fedreg/2018/11/23/2018-25492.html Fri, 23 Nov 2018 00:00:00 -0800 2018-25492 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-23/pdf/2018-25492.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/23/2018-25491.html https://regulations.justia.com/regulations/fedreg/2018/11/23/2018-25491.html Fri, 23 Nov 2018 00:00:00 -0800 2018-25491 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-23/pdf/2018-25491.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/23/2018-25490.html https://regulations.justia.com/regulations/fedreg/2018/11/23/2018-25490.html Fri, 23 Nov 2018 00:00:00 -0800 2018-25490 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-23/pdf/2018-25490.pdf Notice - In the Matter of the BOX Exchange LLC Regarding a Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network (File No. SR-BOX-2018-24); Order Granting Petition for Review and Scheduling Filing of Statements https://regulations.justia.com/regulations/fedreg/2018/11/23/2018-25471.html https://regulations.justia.com/regulations/fedreg/2018/11/23/2018-25471.html Fri, 23 Nov 2018 00:00:00 -0800 2018-25471 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-23/pdf/2018-25471.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2018/11/23/2018-25470.html https://regulations.justia.com/regulations/fedreg/2018/11/23/2018-25470.html Fri, 23 Nov 2018 00:00:00 -0800 2018-25470 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-23/pdf/2018-25470.pdf