Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/30?limit=200&registers=between&mode=atom 2025-01-08T14:55:29-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26002.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To the Modification of Certain Routing Fees 2018-11-30T00:00:00-08:00 2018-11-30T00:00:00-08:00 2018-26002 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-26002.pdf https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26001.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members 2018-11-30T00:00:00-08:00 2018-11-30T00:00:00-08:00 2018-26001 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-26001.pdf https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-26000.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records) 2018-11-30T00:00:00-08:00 2018-11-30T00:00:00-08:00 2018-26000 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-26000.pdf https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25999.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Modification of Certain Routing Fees 2018-11-30T00:00:00-08:00 2018-11-30T00:00:00-08:00 2018-25999 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25999.pdf https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25998.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Certificate of Incorporation, Bylaws and Rule 3.3 2018-11-30T00:00:00-08:00 2018-11-30T00:00:00-08:00 2018-25998 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25998.pdf https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25997.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Provisions for Excluding Days for Purposes of Pricing Tiers 2018-11-30T00:00:00-08:00 2018-11-30T00:00:00-08:00 2018-25997 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25997.pdf https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25996.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903, Series of Options Open for Trading 2018-11-30T00:00:00-08:00 2018-11-30T00:00:00-08:00 2018-25996 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25996.pdf https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25995.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members 2018-11-30T00:00:00-08:00 2018-11-30T00:00:00-08:00 2018-25995 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25995.pdf https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-25994.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O, Series of Options Open for Trading 2018-11-30T00:00:00-08:00 2018-11-30T00:00:00-08:00 2018-25994 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-25994.pdf https://regulations.justia.com/regulations/fedreg/2018/11/30/2018-24376.html Proposed Rule - Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts 2018-11-30T00:00:00-08:00 2018-11-30T00:00:00-08:00 2018-24376 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-30/pdf/2018-24376.pdf