<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/27?registers=between Sun, 22 Dec 2024 17:16:55 -0800 Sun, 22 Dec 2024 17:16:55 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/27?registers=between Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Complex Reserve Order Functionality https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25884.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25884.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25884 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25884.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Complex Reserve Order Functionality https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25883.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25883.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25883 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25883.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Add to the Rules of the Exchange the Twelfth Amended and Restated Operating Agreement of the New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25882.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25882.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25882 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25882.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the First Trust Long Duration Opportunities ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25881.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25881.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25881 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25881.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25861.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25861.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25861 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25861.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Registration, Qualification Examination and Continuing Education Rules https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25740.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25740.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25740 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25740.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(h)(ii) and Article VI of Its Operating Agreement https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25737.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25737.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25737 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25737.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Regarding How the System Handles Market Orders in Series With No Bid or No Offer https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25733.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25733.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25733 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25733.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-3, on Professional Qualification Requirements, To Require Municipal Advisor Principals To Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25732.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25732.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25732 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25732.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25720.html https://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25720.html Tue, 27 Nov 2018 00:00:00 -0800 2018-25720 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25720.pdf