Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/27?limit=200®isters=between&mode=atom2024-12-22T17:14:21-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25884.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Complex Reserve Order Functionality2018-11-27T00:00:00-08:002018-11-27T00:00:00-08:002018-25884Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25884.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25883.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating To Adopt Complex Reserve Order Functionality2018-11-27T00:00:00-08:002018-11-27T00:00:00-08:002018-25883Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25883.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25882.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Add to the Rules of the Exchange the Twelfth Amended and Restated Operating Agreement of the New York Stock Exchange LLC2018-11-27T00:00:00-08:002018-11-27T00:00:00-08:002018-25882Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25882.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25881.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the First Trust Long Duration Opportunities ETF Under NYSE Arca Rule 8.600-E2018-11-27T00:00:00-08:002018-11-27T00:00:00-08:002018-25881Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25881.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25861.htmlProposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act2018-11-27T00:00:00-08:002018-11-27T00:00:00-08:002018-25861Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25861.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25740.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Registration, Qualification Examination and Continuing Education Rules2018-11-27T00:00:00-08:002018-11-27T00:00:00-08:002018-25740Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25740.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25737.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(h)(ii) and Article VI of Its Operating Agreement2018-11-27T00:00:00-08:002018-11-27T00:00:00-08:002018-25737Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25737.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25733.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Regarding How the System Handles Market Orders in Series With No Bid or No Offer2018-11-27T00:00:00-08:002018-11-27T00:00:00-08:002018-25733Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25733.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25732.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-3, on Professional Qualification Requirements, To Require Municipal Advisor Principals To Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination2018-11-27T00:00:00-08:002018-11-27T00:00:00-08:002018-25732Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25732.pdfhttps://regulations.justia.com/regulations/fedreg/2018/11/27/2018-25720.htmlNotice - Submission for OMB Review; Comment Request2018-11-27T00:00:00-08:002018-11-27T00:00:00-08:002018-25720Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-27/pdf/2018-25720.pdf