<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/16?registers=between Sat, 19 Jul 2025 15:03:28 -0700 Sat, 19 Jul 2025 15:03:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/16?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25051.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25051.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25051 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25051.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25049.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25049.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25049 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25049.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25048.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25048.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25048 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25048.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25047.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25047.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25047 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25047.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25033.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25033.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25033 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25033.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25032.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25032.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25032 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25032.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25031.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25031.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25031 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25031.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25030.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25030.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25030 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25030.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25029.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25029.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25029 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25029.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 of the Exchange's Rules https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25028.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25028.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25028 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25028.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25019.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25019.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25019 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25019.pdf Rule - Adoption of Updated EDGAR Filer Manual; Correction https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25005.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-25005.html Fri, 16 Nov 2018 00:00:00 -0800 2018-25005 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-25005.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting the Inclusion of Disclosure Regarding Foreign Currency Index Options and Implied Volatility Index Options, Certain Contract Adjustment Disclosures, and T+2 Settlement https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24988.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24988.html Fri, 16 Nov 2018 00:00:00 -0800 2018-24988 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24988.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify its Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24985.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24985.html Fri, 16 Nov 2018 00:00:00 -0800 2018-24985 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24985.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Listed Company Manual To Clarify the Application of the Initial Listing Requirements to Common Equity Securities Issued in Exchange for a Listed Equity Investment Tracking Stock https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24984.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24984.html Fri, 16 Nov 2018 00:00:00 -0800 2018-24984 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24984.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Block Trade and Exchange of Contract for Related Position Reporting Provisions https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24983.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24983.html Fri, 16 Nov 2018 00:00:00 -0800 2018-24983 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24983.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Correction of Reporting Errors https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24982.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24982.html Fri, 16 Nov 2018 00:00:00 -0800 2018-24982 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24982.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Rules To Reflect Changes to The Nasdaq Options Market LLC (“NOM”) Protocols https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24981.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24981.html Fri, 16 Nov 2018 00:00:00 -0800 2018-24981 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24981.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24980.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-24980.html Fri, 16 Nov 2018 00:00:00 -0800 2018-24980 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-24980.pdf Unknown - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-23929.html https://regulations.justia.com/regulations/fedreg/2018/11/16/2018-23929.html Fri, 16 Nov 2018 00:00:00 -0800 2018-23929 Unknown https://www.gpo.gov/fdsys/pkg/FR-2018-11-16/pdf/2018-23929.pdf