<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/13?registers=between Sat, 19 Jul 2025 19:22:24 -0700 Sat, 19 Jul 2025 19:22:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/13?registers=between Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 3400 Series https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24638.html https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24638.html Tue, 13 Nov 2018 00:00:00 -0800 2018-24638 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24638.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 303A.00 of the Manual To Change the Threshold for Qualifying as a Smaller Reporting Company To Qualify for Certain Exemptions From the Compensation Committee Requirements https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24637.html https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24637.html Tue, 13 Nov 2018 00:00:00 -0800 2018-24637 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24637.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Derivative Securities Products https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24636.html https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24636.html Tue, 13 Nov 2018 00:00:00 -0800 2018-24636 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24636.pdf Notice - Stellus Capital Investment Corporation, et al. https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24635.html https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24635.html Tue, 13 Nov 2018 00:00:00 -0800 2018-24635 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24635.pdf Rule - Regulation of NMS Stock Alternative Trading Systems https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24549.html https://regulations.justia.com/regulations/fedreg/2018/11/13/2018-24549.html Tue, 13 Nov 2018 00:00:00 -0800 2018-24549 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-11-13/pdf/2018-24549.pdf