<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/07?registers=between Sat, 19 Jul 2025 14:19:21 -0700 Sat, 19 Jul 2025 14:19:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/07?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24405.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24405.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24405 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24405.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24404.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24404.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24404 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24404.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4) https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24311.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24311.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24311 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24311.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Pricing Schedule https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24310.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24310.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24310 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24310.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Extend Term Limits for Member Directors Serving on The Options Clearing Corporation's Board of Directors https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24309.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24309.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24309 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24309.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Definitions to Chapter I, Section 1, Titled General Provisions and Also Amend Chapter VI, Section 18, Titled Risk Protections https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24308.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24308.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24308 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24308.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism, and Rule 518, Complex Orders https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24307.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24307.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24307 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24307.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 9910 Post-Employment Conflict of Interest Restrictions; Nonpublic Information https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24306.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24306.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24306 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24306.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24305.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24305.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24305 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24305.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete ISE Section 22 of the Rulebook Entitled “Rate-Modified Foreign Currency Options Rules” https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24304.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24304.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24304 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24304.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Rule 104 Governing Transactions by Designated Market Makers https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24303.html https://regulations.justia.com/regulations/fedreg/2018/11/07/2018-24303.html Wed, 07 Nov 2018 00:00:00 -0800 2018-24303 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-11-07/pdf/2018-24303.pdf