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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/05?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/11/05?registers=between
Rule - Adoption of Updated EDGAR Filer Manual
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24128.html
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24128.htmlMon, 05 Nov 2018 00:00:00 -08002018-24128Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24128.pdfNotice - Cushing Asset Management, LP and Cushing ETF Trust
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24077.html
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24077.htmlMon, 05 Nov 2018 00:00:00 -08002018-24077Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24077.pdfNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE National, Inc.
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24070.html
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24070.htmlMon, 05 Nov 2018 00:00:00 -08002018-24070Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24070.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24069.html
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24069.htmlMon, 05 Nov 2018 00:00:00 -08002018-24069Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24069.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the BrandywineGLOBAL-Global Total Return ETF, a Series of Legg Mason ETF Investment Trust Under Nasdaq Rule 5735
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24068.html
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24068.htmlMon, 05 Nov 2018 00:00:00 -08002018-24068Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24068.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Establish How the BZX Official Closing Price Would Be Determined for BZX-Listed Securities
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24067.html
https://regulations.justia.com/regulations/fedreg/2018/11/05/2018-24067.htmlMon, 05 Nov 2018 00:00:00 -08002018-24067Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-11-05/pdf/2018-24067.pdf