<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/22?registers=between Thu, 24 Jul 2025 17:20:29 -0700 Thu, 24 Jul 2025 17:20:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/22?registers=between Notice - Procure Active ETF Trust, et al. https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22996.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22996.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22996 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22996.pdf Notice - Procure ETF Trust I, et al. https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22994.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22994.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22994 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22994.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22943.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22943.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22943 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22943.pdf Notice - Securities Exchange Act of 1934; Release No. 34-84440/October 16, 2018; Investment Company Act of 1940; Release No. IC-33272/October 16, 2018; Order Under Section 15b, Section 17a and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(C) and Section 38(A) of the Investment Company Act of 1940 Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22931.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22931.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22931 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22931.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Corporate Non-Convertible Bonds on Nasdaq https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22910.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22910.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22910 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22910.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the FormulaFolios Sector Rotation ETF, a Series of the Northern Lights Fund Trust IV, Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22909.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22909.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22909 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22909.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Exchange Rule 6.49A, Transfer of Positions https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22908.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22908.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22908 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22908.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Rule 6.2, Interpretation and Policy .01, Concerning Strategy Orders https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22907.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22907.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22907 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22907.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow CCIT Members To Elect To Pay Their Funds-Only Settlement Amount Debits Using a Different Process https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22906.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22906.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22906 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22906.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Amendments to Rules 1.1, 7.31, and 7.46 https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22905.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22905.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22905 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22905.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22904.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22904.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22904 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22904.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees To Adopt the Same Billing Dispute Practice as the Exchange's Affiliates and Other Exchanges https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22903.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22903.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22903 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22903.pdf Notice - Blackstone Real Estate Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22894.html https://regulations.justia.com/regulations/fedreg/2018/10/22/2018-22894.html Mon, 22 Oct 2018 00:00:00 -0700 2018-22894 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-22/pdf/2018-22894.pdf