<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/19?registers=between Sun, 20 Jul 2025 01:17:36 -0700 Sun, 20 Jul 2025 01:17:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/19?registers=between Rule - Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Michael https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22930.html https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22930.html Fri, 19 Oct 2018 00:00:00 -0700 2018-22930 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22930.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22781.html https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22781.html Fri, 19 Oct 2018 00:00:00 -0700 2018-22781 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22781.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22780.html https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22780.html Fri, 19 Oct 2018 00:00:00 -0700 2018-22780 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22780.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22779.html https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22779.html Fri, 19 Oct 2018 00:00:00 -0700 2018-22779 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22779.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22778.html https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22778.html Fri, 19 Oct 2018 00:00:00 -0700 2018-22778 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22778.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rules on Arbitration, Under Chapter 18 https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22777.html https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22777.html Fri, 19 Oct 2018 00:00:00 -0700 2018-22777 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22777.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to ICC's Stress Testing Framework and ICC's Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22776.html https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22776.html Fri, 19 Oct 2018 00:00:00 -0700 2018-22776 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22776.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the First Trust Senior Loan Fund of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22775.html https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22775.html Fri, 19 Oct 2018 00:00:00 -0700 2018-22775 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22775.pdf Proposed Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22531.html https://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22531.html Fri, 19 Oct 2018 00:00:00 -0700 2018-22531 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22531.pdf