Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/10/19?limit=200®isters=between&mode=atom2024-12-22T08:45:42-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22930.htmlRule - Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Michael2018-10-19T00:00:00-07:002018-10-19T00:00:00-07:002018-22930Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22930.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22781.htmlNotice - Submission for OMB Review; Comment Request2018-10-19T00:00:00-07:002018-10-19T00:00:00-07:002018-22781Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22781.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22780.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan2018-10-19T00:00:00-07:002018-10-19T00:00:00-07:002018-22780Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22780.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22779.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan2018-10-19T00:00:00-07:002018-10-19T00:00:00-07:002018-22779Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22779.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22778.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan2018-10-19T00:00:00-07:002018-10-19T00:00:00-07:002018-22778Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22778.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22777.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rules on Arbitration, Under Chapter 182018-10-19T00:00:00-07:002018-10-19T00:00:00-07:002018-22777Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22777.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22776.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to ICC's Stress Testing Framework and ICC's Liquidity Risk Management Framework2018-10-19T00:00:00-07:002018-10-19T00:00:00-07:002018-22776Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22776.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22775.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the First Trust Senior Loan Fund of First Trust Exchange-Traded Fund IV2018-10-19T00:00:00-07:002018-10-19T00:00:00-07:002018-22775Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22775.pdfhttps://regulations.justia.com/regulations/fedreg/2018/10/19/2018-22531.htmlProposed Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers2018-10-19T00:00:00-07:002018-10-19T00:00:00-07:002018-22531Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-10-19/pdf/2018-22531.pdf